Code Index

Broker-dealers and agents:

Capital requirements, DFI-Sec 4.02

Conduct, DFI-Sec 4.05, 4.06

License, denial, suspension, revocation and censure, DFI-Sec 4.09

License period, DFI-Sec 4.07

License withdrawal, DFI-Sec 4.08

Licensing procedures, DFI-Sec 4.01

Records, DFI-Sec 4.03

Reporting requirements, DFI-Sec 4.04

Corporate take-over law, Chs. DFI-Sec 21 to 29

Dealers and agents, regulation, Chs. DFI-Sec 1 to 9

Federal law, conformity with, Ch. DFI-Sec 28

Filing of long-form statement of ownership, DFI-Sec 22.01

Forms, Ch. DFI-Sec 9

Franchise investment law, Chs. DFI-Sec 31 to 36

Investment advisors:

Capital requirements, DFI-Sec 5.02

Conduct, DFI-Sec 5.05, 5.06

Custody of funds or securities, DFI-Sec 5.035

Electronic filing, DFI-Sec 5.10

Federal covered advisor filing, DFI-Sec 5.11

License, denial, suspension, revocation and censure, DFI-Sec 5.09

License period, DFI-Sec 5.07

License withdrawal, DFI-Sec 5.08

Licensing procedure, DFI-Sec 5.01

Records, DFI-Sec 5.03

Reporting requirements, DFI-Sec 5.04

Representatives continuing education Ch. DFI-Sec 11

Transition filing, DFI-Sec 5.12

Licensing:

Brokers-dealers and agents, Ch. DFI-Sec 4

Investment advisors, Ch. DFI-Sec 5

Registration exemptions, Ch. DFI-Sec 2

Registration requirements, procedures, Ch. DFI-Sec 3

Senior-specific professional designations, Ch. DFI-Sec 10

Titles and definitions, Ch. DFI-Sec 1

Wisconsin corporate take-over law:

Definitions, Ch. DFI-Sec 21

Exemptions, Ch. DFI-Sec 24

Federal Law, conformity, Ch. DFI-Sec 28

Forms, Ch. DFI-Sec 29

Fraudulent and deceptive practices, Ch. DFI-Sec 26

General provisions, Ch. DFI-Sec 27

Ownership information, filing, Ch. DFI-Sec 22

Registration of offers, Ch. DFI-Sec 23

Solicitation materials, false or misleading, Ch. DFI-Sec 25

security guards SECURITY GUARDS

Licensing and regulation, Chs. SPS 30 to 35

seeds SEEDS

See Agriculture

septic tanks SEPTIC TANKS

See Environmental Protection; Plumbing

service stations SERVICE STATIONS

See also Electric; Gasoline; Liquefied Natural Gas; Liquefied Petroleum Gas

Flammable, combustible and hazardous liquids; handling, storage, use, Ch. ATCP 93

sewage treatment plants SEWAGE TREATMENT PLANTS

Alternative requirements, NR 110.04

Construction plans, NR 110.06

Disinfection, NR 110.23

Environmental protection, Chs. NR 110, 114

Lagoons, NR 110.24

Lift stations, NR 110.11

Screening devices, NR 110.16

Settling tanks, NR 110.18

Sewer extensions, NR 110.05

Trickling filters, NR 110.19

sewerage systems SEWERAGE SYSTEMS

See also Environmental Protection; Plumbing

Boat and on-shore sewage facilities, Ch. SPS 386

Construction requirements, Ch. NR 110

Design construction and operation, Ch. NR 108

Lagoons, NR 110.24

Land disposal:

Absorption pond systems, NR 110.255 (1)

General conditions, NR 110.25

Overland flow systems, NR 110.255 (4)

Ridge and furrow systems, NR 110.255 (3)

Spray irrigation systems, NR 110.255 (2)

Private systems, Ch. SPS 383

Septic or holding tanks, pumping chambers, grease interceptors, seepage beds, pits and trenches, privies or portable restrooms, servicing standards, Ch. NR 113

Septic tank replacement or rehabilitation grant programs, Ch. SPS 387

Sewage effluent, land disposal, standards, NR 110.25

Sewer extensions, NR 110.05

Soil and site evaluation, Ch. SPS 385

shoreland protection program SHORELAND PROTECTION PROGRAM

Purpose and standards, Ch. NR 115

sign language interpreting SIGN LANGUAGE INTERPRETING

Licensing and regulation by department of safety and professional services:

Definitions, Ch. SPS 200