Chapter DFI-Sec 27

Chapter DFI-Sec 27

GENERAL PROVISIONS

DFI-Sec 27.01   Fees.

Ch. DFI-Sec 27 History History: Emergency rules covering general subject matter were adopted effective July 1, 1972. Chapter SEC 27 was renumbered chapter DFI-Sec 27 under s. 13.93 (2m) (b) 1., Stats., and corrections made under s. 13.93 (2m) (b) 6. and 7., Stats., Register, December, 1996, No. 492.

DFI-Sec 27.01 DFI-Sec 27.01 Fees. The following fees, prescribed for the examination of various matters arising under ch. 552, Stats., are chargeable to the person filing or the registrant, and are payable, unless otherwise provided by the division, at the time the required form or solicitation material is filed:

DFI-Sec 27.01(1) (1) Ownership information matters filed pursuant to s. 552.03, Stats.:

DFI-Sec 27.01(1)(a) (a) Form TO-1 Statement of Ownership Information   $100

DFI-Sec 27.01(1)(b) (b) Statement prescribed in section 13 (d) of the securities exchange act of 1934     $100

DFI-Sec 27.01(1)(c) (c) Form TO-2 Statement of Ownership Information   $100

DFI-Sec 27.01(1)(d) (d) Amendment to Statement of Ownership Information
      $100

DFI-Sec 27.01(2) (2) Examination of statement filed under s. DFI-Sec 26.01 (1)
          $50

DFI-Sec 27.01(3) (3) Examination of solicitation materials filed by an offeror,target company or other person—Per Item       $10

DFI-Sec 27.01(4) (4) Application for issuance of an interpretive opinion    
        $500

DFI-Sec 27.01(6) (6) Application for issuance of exemption order under ch. 552,Stats.         $200

DFI-Sec 27.01 History History: Cr. Register, October, 1972, No. 202, eff. 11-1-72; cr. (5), Register, December, 1979, No. 288, eff. 1-1-80; am. (4) and (5), cr. (6), Register, December, 1986, No. 372, eff. 1-1-87; r. and recr. Register, December, 1988, No. 396, eff. 1-1-89; r. (5), Register, April, 1998, No. 508, eff. 5-1-98.