Code Index

Assets, segregation, DFI-SL 17.07

Audit of trust department, DFI-SL 17.06

Books and accounts, DFI-SL 17.05

Common trust funds, DFI-SL 17.14

Investment of funds, DFI-SL 17.09

Self-dealing, DFI-SL 17.10

Uninsured associations, Ch. DFI-SL 3

savings banks SAVINGS BANKS

Articles of incorporation, Ch. DFI-SB 9

Authorized activities, Ch. DFI-SB 16

Bylaws, Ch. DFI-SB 10

Employment contracts and compensation, Ch. DFI-SB 7

Fairness in lending, Ch. DFI-SB 8

Financial subsidiaries, Ch. DFI-SB 19

General provisions, Ch. DFI-SB 2

Loans, Ch. DFI-SB 13

Mutual holding companies, Ch. DFI-SB 22

Mutual to stock institution, conversion, Ch. DFI-SB 21

Net worth requirements, Ch. DFI-SB 5

Real estate investments, Ch. DFI-SB 14

Real estate owned, repossessed assets, Ch. DFI-SB 11

Records management, retention and destruction, Ch. DFI-SB 6

Remote service units, Ch. DFI-SB 12

Requirements to organize new bank, Ch. DFI-SB 18

Savings bank review board, Ch. DFI-SB 20

Surety bonds, liquidity and appraisal standards, Ch. DFI-SB 3

Trust powers, Ch. DFI-SB 17

scales SCALES

See Trade Practices and Consumer Protection

schools SCHOOLS

For public school programs, see also Public Instruction Department

Barbering and cosmetology, see Barbering and Cosmetology Schools

Building code, requirements, Chs. SPS 361 to 366

Correspondence and for-profit schools, see Safety and Professional Services Department — Educational Approval

Educational telecommunications access program, Ch. PSC 161

Existing buildings, Chs. SPS 366, 375, 378

Fire escapes, SPS 378.02

Heating, existing buildings, SPS 378.09

Illumination, Ch. SPS 316

Immunization requirements, Ch. DHS 144

Nursing, accreditation policies, Ch. N 1

Public service corporations, competitive bidding:

Bids, filing with commission, PSC 108.03

Bids, public invitation, PSC 108.02

General requirements, PSC 108.01

Scholarships and loans, see Educational Grants; Higher Educational Aids Board; Technical College System

Self-insured health care benefits, excess or stop-loss requirements, Ins 8.11

Student, higher educational aids, Chs. HEA 4 to 12

Student worklike activities, DWD 270.19, 272.085

Technical college system, Chs. TCS 1 to 14

Transportation of children, Ch. PI 7, Ch. Trans 300

See also Transportation

Vaccines:

Mandatory for children, Ch. DHS 144

Purchase and distribution to schools, Ch. DHS 146

securities SECURITIES

Administrative procedures, Ch. DFI-Sec 8

Broker-dealers and agents:

Capital requirements, DFI-Sec 4.02

Conduct, DFI-Sec 4.05, 4.06

License, denial, suspension, revocation and censure, DFI-Sec 4.09

License period, DFI-Sec 4.07

License withdrawal, DFI-Sec 4.08

Licensing procedures, DFI-Sec 4.01

Records, DFI-Sec 4.03

Reporting requirements, DFI-Sec 4.04

Corporate take-over law, Chs. DFI-Sec 21 to 29

Dealers and agents, regulation, Chs. DFI-Sec 1 to 9

Federal law, conformity with, Ch. DFI-Sec 28

Filing of long-form statement of ownership, DFI-Sec 22.01

Forms, Ch. DFI-Sec 9

Franchise investment law, Chs. DFI-Sec 31 to 36

Investment advisors:

Capital requirements, DFI-Sec 5.02

Conduct, DFI-Sec 5.05, 5.06

Custody of funds or securities, DFI-Sec 5.035

Electronic filing, DFI-Sec 5.10

Federal covered advisor filing, DFI-Sec 5.11

License, denial, suspension, revocation and censure, DFI-Sec 5.09

License period, DFI-Sec 5.07

License withdrawal, DFI-Sec 5.08

Licensing procedure, DFI-Sec 5.01

Records, DFI-Sec 5.03

Reporting requirements, DFI-Sec 5.04

Representatives continuing education Ch. DFI-Sec 11

Transition filing, DFI-Sec 5.12

Licensing:

Brokers-dealers and agents, Ch. DFI-Sec 4

Investment advisors, Ch. DFI-Sec 5