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Assets, segregation, DFI-SL 17.07
Audit of trust department, DFI-SL 17.06
Books and accounts, DFI-SL 17.05
Common trust funds, DFI-SL 17.14
Investment of funds, DFI-SL 17.09
Self-dealing, DFI-SL 17.10
Uninsured associations, Ch. DFI-SL 3
savings banks SAVINGS BANKS
Articles of incorporation, Ch. DFI-SB 9
Authorized activities, Ch. DFI-SB 16
Bylaws, Ch. DFI-SB 10
Employment contracts and compensation, Ch. DFI-SB 7
Fairness in lending, Ch. DFI-SB 8
Financial subsidiaries, Ch. DFI-SB 19
General provisions, Ch. DFI-SB 2
Loans, Ch. DFI-SB 13
Mutual holding companies, Ch. DFI-SB 22
Mutual to stock institution, conversion, Ch. DFI-SB 21
Net worth requirements, Ch. DFI-SB 5
Real estate investments, Ch. DFI-SB 14
Real estate owned, repossessed assets, Ch. DFI-SB 11
Records management, retention and destruction, Ch. DFI-SB 6
Remote service units, Ch. DFI-SB 12
Requirements to organize new bank, Ch. DFI-SB 18
Savings bank review board, Ch. DFI-SB 20
Surety bonds, liquidity and appraisal standards, Ch. DFI-SB 3
Trust powers, Ch. DFI-SB 17
scales SCALES
schools SCHOOLS
For public school programs, see also Public Instruction Department
Barbering and cosmetology, see Barbering and Cosmetology Schools
Building code, requirements, Chs. SPS 361 to 366
Educational telecommunications access program, Ch. PSC 161
Existing buildings, Chs. SPS 366, 375, 378
Fire escapes, SPS 378.02
Heating, existing buildings, SPS 378.09
Illumination, Ch. SPS 316
Immunization requirements, Ch. DHS 144
Nursing, accreditation policies, Ch. N 1
Public service corporations, competitive bidding:
Bids, filing with commission, PSC 108.03
Bids, public invitation, PSC 108.02
General requirements, PSC 108.01
Self-insured health care benefits, excess or stop-loss requirements, Ins 8.11
Student, higher educational aids, Chs. HEA 4 to 12
Student worklike activities, DWD 270.19, 272.085
Technical college system, Chs. TCS 1 to 14
Transportation of children, Ch. PI 7, Ch. Trans 300
See also Transportation
Vaccines:
Mandatory for children, Ch. DHS 144
Purchase and distribution to schools, Ch. DHS 146
securities SECURITIES
Administrative procedures, Ch. DFI-Sec 8
Broker-dealers and agents:
Capital requirements, DFI-Sec 4.02
Conduct, DFI-Sec 4.05, 4.06
License, denial, suspension, revocation and censure, DFI-Sec 4.09
License period, DFI-Sec 4.07
License withdrawal, DFI-Sec 4.08
Licensing procedures, DFI-Sec 4.01
Records, DFI-Sec 4.03
Reporting requirements, DFI-Sec 4.04
Corporate take-over law, Chs. DFI-Sec 21 to 29
Dealers and agents, regulation, Chs. DFI-Sec 1 to 9
Federal law, conformity with, Ch. DFI-Sec 28
Filing of long-form statement of ownership, DFI-Sec 22.01
Forms, Ch. DFI-Sec 9
Franchise investment law, Chs. DFI-Sec 31 to 36
Investment advisors:
Capital requirements, DFI-Sec 5.02
Conduct, DFI-Sec 5.05, 5.06
Custody of funds or securities, DFI-Sec 5.035
Electronic filing, DFI-Sec 5.10
Federal covered advisor filing, DFI-Sec 5.11
License, denial, suspension, revocation and censure, DFI-Sec 5.09
License period, DFI-Sec 5.07
License withdrawal, DFI-Sec 5.08
Licensing procedure, DFI-Sec 5.01
Records, DFI-Sec 5.03
Reporting requirements, DFI-Sec 5.04
Representatives continuing education Ch. DFI-Sec 11
Transition filing, DFI-Sec 5.12
Licensing:
Brokers-dealers and agents, Ch. DFI-Sec 4
Investment advisors, Ch. DFI-Sec 5
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