Chapter DOC 310

Register December 2006 No. 612

Chapter DOC 310

COMPLAINT PROCEDURES

DOC 310.01   Purpose and authority.

DOC 310.02   Applicability.

DOC 310.03   Definitions.

DOC 310.04   Inmate complaint review system.

DOC 310.05   Exhaustion of administrative remedies.

DOC 310.06   Scope of complaint review system.

DOC 310.07   Filing of complaints.

DOC 310.08   PREA complaint procedure.

DOC 310.09   Filing of complaint appeal.

DOC 310.10   Processing complaints.

DOC 310.11   Reviewing authority decision.

DOC 310.12   Review by corrections complaint examiner.

DOC 310.13   Secretary’s decision.

DOC 310.14   Complaint processing following release.

DOC 310.15   Resolution of affirmed complaint.

DOC 310.16   Confidentiality.

Ch. DOC 310 Note Note: Chapter HSS 310 was renumbered Chapter DOC 310 under s. 13.93 (2m) (b) 1., 2. and 7., Stats.

Ch. DOC 310 Note Note: Chapter DOC 310 as it existed on November 30, 2002 was repealed and a new chapter DOC 310 was created, Register November 30, 2002 No. 563, effective December 1, 2002.

Ch. DOC 310 Note Note: Most of the sections in this chapter have explanatory material relating to the text of the rule. This material can be found in the appendix following the last section.

Ch. DOC 310 Note Note: Chapter DOC 310 as it existed on February 28, 2018 was repealed and a new chapter DOC 310 was created, Register March 26, 2018 No. 747, effective April 1, 2018.

DOC 310.01 DOC 310.01 Purpose and authority.

DOC 310.01(1) (1) The purpose of this chapter is to afford inmates in institutions a process by which grievances may be expeditiously raised, investigated, and decided.

DOC 310.01(2) (2) The inmate complaint review system serves the following objectives:

DOC 310.01(2)(a) (a) To allow inmates to raise in an orderly fashion issues regarding department policies, rules, living conditions, and employee actions that personally affect the inmate or institution environment, including civil rights claims.

DOC 310.01(2)(b) (b) To provide the department an opportunity to resolve the issue before an inmate commences a civil action or special proceeding.

DOC 310.01(2)(c) (c) To encourage communication between inmates and employees.

DOC 310.01(2)(d) (d) To review and explain correctional policy or practice to inmates and employees.

DOC 310.01(2)(e) (e) To identify errors and deficiencies in correctional policy or practice.

DOC 310.01(3) (3) This chapter interprets ss. 301.02 and 301.03 (2), Stats.

DOC 310.01 History History: CR 16-054: cr., Register March 2018, No. 747, eff. 4-1-18.

DOC 310.02 DOC 310.02 Applicability.

DOC 310.02(1) (1) This chapter applies to all inmates in the department’s legal custody.

DOC 310.02(2) (2) Inmates may file complaints with the department for matters under the department’s authority.

DOC 310.02(3) (3) Inmates housed in other jurisdictions are required to file complaints with that jurisdiction for all matters under that jurisdiction’s control.

DOC 310.02 History History: CR 16-054: cr., Register March 2018, No. 747, eff. 4-1-18.

DOC 310.03 DOC 310.03 Definitions. In this chapter:

DOC 310.03(1) (1) “Calendar week” means Sunday through Saturday.

DOC 310.03(2) (2) “Calendar year” means 12 calendar months beginning January 1 and ending December 31.

DOC 310.03(3) (3) “Complaint record” means ICRS forms and evidence compiled in connection with an ICRS complaint by the ICE or CCE.

DOC 310.03(4) (4) “Corrections complaint examiner” or “CCE” means the employee of the department who is designated by the secretary to process and review complaints appealed to the secretary.

DOC 310.03(5) (5) “Days” means all calendar days including Saturdays, Sundays, and state legal holidays.

DOC 310.03(6) (6) “Department” means the department of corrections.

DOC 310.03(7) (7) “Division” means the division of adult institutions.

DOC 310.03(8) (8) “Employee” means any staff member, an employee of a contract agency, an independent contractor, or a volunteer of the department or an institution.

DOC 310.03(9) (9) “Good cause” means substantial grounds, justification, or reason to take a certain action as determined by the examiner.

DOC 310.03(10) (10) “Inmate complaint review system” or “ICRS” means the process by which complaints filed by inmates of adult correctional institutions are investigated and resolved.

DOC 310.03(11) (11) “Institution” means a correctional institution or correctional facility defined under s. 302.01, Stats.

DOC 310.03(12) (12) “Institution complaint examiner” or “ICE” means the person or persons at each institution designated by the warden to process, investigate, and make recommendations on complaints filed under this chapter.

DOC 310.03(13) (13) “Moot” means any of the following:

DOC 310.03(13)(a) (a) Abstract and not arising from existing facts or rights.

DOC 310.03(13)(b) (b) Already resolved.

DOC 310.03(14) (14) “PREA” means the prison rape elimination act, 42 U.S.C. 15601, et seq. and the standards issued thereunder, 28 C.F.R. Part 115.

DOC 310.03(15) (15) “Reviewing authority” means a person who is authorized to review and decide an inmate complaint.

DOC 310.03(16) (16) “Secretary” means the secretary of the department or designee.

DOC 310.03(17) (17) “Sexual abuse” means the definition given under 28 C.F.R. s. 115.6.

DOC 310.03(18) (18) “Sexual harassment” means the definition given under 28 C.F.R. s. 115.6

DOC 310.03(19) (19) “Staff member” or “staff” means a person employed by the department as a permanent, project, or limited term employee.

DOC 310.03(20) (20) “Warden” means the warden, superintendent, or designee.

DOC 310.03 History History: CR 16-054: cr., Register March 2018, No. 747, eff. 4-1-18; correction in (20) made under s. 35.17, Stats, Register March 2018, No. 747.

DOC 310.04 DOC 310.04 Inmate complaint review system.

DOC 310.04(1) (1) The department shall maintain an inmate complaint review system that shall be accessible to all inmates in institutions. The department shall do all of the following:

DOC 310.04(1)(a) (a) Provide access to written notification of the complaint procedures to inmates.

DOC 310.04(1)(b) (b) Provide each inmate written or oral explanation of the complaint procedures.

DOC 310.04(1)(c) (c) Provide an inmate the opportunity to ask and have questions answered relating to the complaint procedure.

DOC 310.04(1)(d) (d) Provide complaint and appeal forms.

DOC 310.04(1)(e) (e) Permit an inmate to seek assistance to file a complaint.

DOC 310.04(1)(f) (f) Not subject an inmate to retaliation for participation in the ICRS.

DOC 310.04(1)(g) (g) Allow an inmate to pursue a complaint of retaliation through the ICRS.

DOC 310.04(1)(h) (h) Review and investigate inmate complaints.

DOC 310.04(2) (2) Inappropriate use of the ICRS per s. DOC 310.07 (4) may be subject to discipline under ch. DOC 303.