Chapter DHS 94

Chapter DHS 94

PATIENT RIGHTS AND RESOLUTION OF PATIENT GRIEVANCES

Subchapter I — General Provisions

DHS 94.01   Authority, purpose and applicability.

DHS 94.02   Definitions.

DHS 94.03   Informed consent.

DHS 94.04   Notification of rights.

Subchapter II — Patient Rights

DHS 94.05   Limitation or denial of rights.

DHS 94.06   Assistance in the exercise of rights.

DHS 94.07   Least restrictive treatment and conditions.

DHS 94.08   Prompt and adequate treatment.

DHS 94.09   Medications and other treatment.

DHS 94.10   Isolation, seclusion and physical restraints.

DHS 94.11   Electroconvulsive therapy.

DHS 94.12   Drastic treatment procedures.

DHS 94.13   Research and human rights committee.

DHS 94.14   Research.

DHS 94.15   Labor performed by patients.

DHS 94.16   Religious worship.

DHS 94.17   Confidentiality of records.

DHS 94.18   Filming and taping.

DHS 94.19   Mail.

DHS 94.20   Telephone calls.

DHS 94.21   Visitors.

DHS 94.22   Voting.

DHS 94.23   Discharge of voluntary patients.

DHS 94.24   Humane psychological and physical environment.

DHS 94.25   Patient funds.

DHS 94.26   Clothing and laundry.

DHS 94.27   Storage space.

DHS 94.28   Right to file grievances.

DHS 94.29   Grievance resolution procedures.

DHS 94.30   Compliance assurance.

DHS 94.31   Application of other rules and regulations.

Subchapter III — Standards for Grievance Resolution Procedures

DHS 94.40   System requirements.

DHS 94.41   Program level review.

DHS 94.42   Administrative review by county or state.

DHS 94.43   State level review of county administrative decision.

DHS 94.44   Final state review.

DHS 94.45   Program coalitions.

DHS 94.46   Multiple grievances by one client.

DHS 94.47   Related grievances by several clients.

DHS 94.48   Grievances involving several programs.

DHS 94.49   Grievances presented on behalf of clients.

DHS 94.50   Interim relief.

DHS 94.51   Complaints related to the existence or operation of grievance resolution systems.

DHS 94.52   Investigation by the department.

DHS 94.53   Support for development of grievance resolution systems.

DHS 94.54   Units of time.

Ch. DHS 94 Note Note: Corrections in chapter HFS 94 made under s. 13.93 (2m) (b) 1., 6. and 7., Stats., Register, June, 1996, No. 486. Chapter HFS 94 was renumbered to chapter DHS 94 under s. 13.92 (4) (b) 1., Stats., and corrections made under s. 13.92 (4) (b) 7., Stats., Register November 2008 No. 635. Chapter DHS 94 was reprinted Register December 2010 No. 660 to reflect Note revisions.

subch. I of ch. DHS 94 Subchapter I — General Provisions

DHS 94.01 DHS 94.01 Authority, purpose and applicability.

DHS 94.01(1) (1) Authority and purpose. This chapter is promulgated under the authority of s. 51.61 (5) (b) and (9), Stats., to implement s. 51.61, Stats., concerning the rights of patients receiving treatment for mental illness, a developmental disability, alcohol abuse or dependency or other drug abuse or dependency.

DHS 94.01(2) (2) To whom the rules apply.

DHS 94.01(2)(a) (a) Except as provided in par. (b), this chapter applies to the department, to county departments established under s. 46.23, 51.42 or 51.437, Stats., and to all treatment facilities and other service providers, whether or not under contract to a county department, including the state-operated mental health institutes and centers for the developmentally disabled, habilitation or rehabilitation programs, programs certified under ch. DHS 61 and facilities licensed under ch. DHS 124 which also provide treatment for alcoholic, drug dependent, mentally ill or developmentally disabled persons. This chapter also applies to correctional institutions in which inmates receive treatment for mental disorders, but only in relation to patient rights specified in s. 51.61 (1) (a), (d), (f), (g), (h), (j) and (k), Stats. This chapter does not apply to a hospital emergency room.

DHS 94.01 Note Note: The mental health treatment of inmates of correctional institutions is governed by ch. DOC 314. The application of ch. DHS 94 to correctional institutions is consistent with ss. DOC 314.02 (9) and 314.04 (1) (c).

DHS 94.01(2)(b) (b) Subchapter III does not apply to the grievance procedures of the state mental health institutes, the state centers for persons with developmental disabilities or units housing patients committed under ch. 980, Stats., nor does it apply to individual private practitioners who deliver services through offices that are not part of a program.

DHS 94.01 History History: Cr. Register, January, 1987, No. 373, eff. 2-1-87; correction in (2) made under s. 13.93 (2m) (b) 7., Stats., Register, June, 1995, No. 474; am. (1), renum. (2) to be (2) (a) and am., cr. (2) (b), Register, June, 1996, No. 486, eff. 7-1-96; corrections in (2) made under s. 13.92 (4) (b) 7., Stats., Register November 2008 No. 635.

DHS 94.02 DHS 94.02 Definitions. In this chapter:

DHS 94.02(1) (1) “Body cavity search” means a strip search in which body cavities are inspected by the entry of an object or fingers into body cavities.

DHS 94.02(2) (2) “Body search” means a personal search, a strip search or a body cavity search of a patient.

DHS 94.02(3) (3) “Client,” as used in subch. III, means a patient.

DHS 94.02(4) (4) “Client rights specialist” means a person designated by a program or a coalition of programs to facilitate informal resolution of concerns where requested and to conduct program level reviews of grievances and make proposed factual findings, determinations of merit and recommendations for resolution which are provided to the program manager and the client.

DHS 94.02(5) (5) “Coalition of programs,” as used in subch. III, means a group of programs which have joined together for the explicit purpose of operating a combined grievance resolution system.

DHS 94.02(6) (6) “Community placement” means a living situation which is arranged with the assistance of a case manager or service coordinator or a person or agency performing tasks similar to those performed by a case manager or service coordinator and which is either a residential setting that is directed and controlled by the individual or his or her guardian or a place licensed or certified as a residential care facility or care home for either adults or children by representatives of the state or county government pursuant to a comprehensive individualized plan of care or service.

DHS 94.02(7) (7) “Concern” means a complaint, disagreement or dispute which a client or a person on behalf of a client may have with a program or program staff which the client chooses to resolve through the informal resolution process pursuant to s. DHS 94.40 (4).

DHS 94.02(8) (8) “County department” means the county department of human services established under s. 46.23, Stats., the county department of community programs established under s. 51.42, Stats., or the county department of developmental disabilities services established under s. 51.437, Stats.

DHS 94.02(9) (9) “Court order” means a lawful order of a court of competent jurisdiction.

DHS 94.02(10) (10) “Department” means the Wisconsin department of health services.

DHS 94.02(11) (11) “Director” means the administrator of a treatment facility or the person directing the activities of any other service provider.

DHS 94.02(12) (12) “Drastic treatment procedure” means an extraordinary or last resort treatment method which places the patient at serious risk for permanent psychological or physical injury, including psychosurgery, convulsive therapy other than electroconvulsive therapy and behavior modification using painful stimuli.

DHS 94.02(13) (13) “Emergency” means that it is likely that the patient may physically harm himself or herself or others.

DHS 94.02(14) (14) “Emergency situation” means a situation in which, based on the information available at the time, there is reasonable cause to believe that a client or a group of clients is at significant risk of physical or emotional harm due to the circumstances identified in a grievance or concern.

DHS 94.02(15) (15) “Financial benefit” means improvement in the functioning of a facility due to patient labor.

DHS 94.02(16) (16) “Forensic unit” means an inpatient ward or unit where a majority of the patients are admitted or committed under ch. 971 or 975, Stats., or under s. 51.37 (5), Stats.

DHS 94.02(17) (17) “Grievance” means a statement by a grievant that an action or an inaction by a program or its staff has abridged rights guaranteed to the client under s. 51.61, Stats., and this chapter combined with a request that the matter be dealt with through the program’s formal grievance resolution process pursuant to s. DHS 94.40 (5).

DHS 94.02(18) (18) “Grievance examiner” means a staff person of the department designated by the secretary to conduct first administrative level reviews of grievances appealed from programs operating independently from a county department and second administrative level reviews of grievances filed regarding programs operated by or under contract with a county department.

DHS 94.02(19) (19) “Grievance resolution system” means the procedures established by a program or coalition of programs for formally responding to a grievance.

DHS 94.02(20) (20) “Grievant” means a client who has lodged a grievance or a person who has lodged a grievance on behalf of a client pursuant to s. DHS 94.49.

DHS 94.02(21) (21) “Hospital” has the meaning prescribed in s. 50.33 (2), Stats.

DHS 94.02(22) (22) “Informed consent” or “consent” means written consent voluntarily signed by a patient who is competent and who understands the terms of the consent, or by the patient’s legal guardian or the parent of a minor, as permitted under s. 51.61 (6) and (8), Stats., without any form of coercion, or temporary oral consent obtained by telephone in accordance with s. DHS 94.03 (2m).

DHS 94.02(23) (23) “Inpatient” means a person who is receiving treatment, care, services or supports while residing in an inpatient treatment facility, a residential treatment facility or in any facility or home which is subject to regulation as a place of residence and service provision for patients by the department, a county department or a county department of social services established under s. 46.215 or 46.22, Stats.

DHS 94.02(24) (24) “Inpatient treatment facility” has the meaning prescribed for “inpatient facility” in s. 51.01 (10), Stats., and includes the mental health institutes as defined in s. 51.01 (12), Stats., the Milwaukee county mental health center established under s. 51.08, Stats., and county hospitals established under s. 51.09, Stats.

DHS 94.02(25) (25) “Institutional review board” means a board established under 45 CFR 46.

DHS 94.02(26) (26) “Isolation” means any process by which a person is physically or socially set apart by staff from others but does not include separation for the purpose of controlling contagious disease.