Chapter 457

457.24 History History: 2001 a. 80; 2023 a. 55.

457.25 457.25 Reporting requirements.

457.25(1) (1) Any public or private mental health or health care agency, institution or facility, or any other person or entity that employs or contracts for services with a credential holder, that terminates, suspends, or restricts the employment or contract of the credential holder as a result of adverse or disciplinary action against the credential holder relating to his or her practice of social work, advanced practice social work, independent social work, clinical social work, marriage and family therapy, or professional counseling shall submit a written report of the action to the appropriate section of the examining board within 30 days after the date on which the action is taken or, if grounds for such an action exist and the credential holder terminates his or her employment before the action is taken, within 30 days after the date on which the credential holder terminates his or her employment.

457.25(2) (2) Any state or local professional society or organization of social workers, marriage and family therapists, or professional counselors that terminates, revokes, or suspends the membership of a credential holder, or takes any other adverse or disciplinary action against a credential holder relating to his or her practice of social work, advanced practice social work, independent social work, clinical social work, marriage and family therapy, or professional counseling, shall submit a written report of the action to the appropriate section of the examining board within 30 days after the date on which the action is taken or, if grounds for such an action exist and the credential holder terminates his or her membership before the action is taken, within 30 days after the date on which the credential holder terminates his or her membership.

457.25(3) (3) Any insurer, as defined in s. 600.03 (27), who provides professional liability insurance coverage for a credential holder and who pays a claim for damages arising out of the rendering of services by the credential holder or obtains any information that tends to substantiate a charge that the credential holder has engaged in conduct that constitutes grounds for discipline under s. 457.26 shall submit a written report of the payment or information to the appropriate section of the examining board within 30 days after the date on which the payment is made or information is obtained.

457.25(4) (4) Any circuit court that appoints a guardian of the person or estate of a credential holder or makes a judgment or other determination that a credential holder is mentally ill or mentally incompetent or that a credential holder has done any of the acts enumerated in s. 457.26 (2) shall submit a written report of the appointment, judgment, or determination to the appropriate section of the examining board within 30 days after the date on which the appointment, judgment, or determination is made.

457.25 History History: 1991 a. 160; 2001 a. 80; 2011 a. 146.

457.26 457.26 Disciplinary proceedings and actions.

457.26(1) (1) Subject to the rules promulgated under s. 440.03 (1), the appropriate section of the examining board may make investigations and conduct hearings to determine whether a violation of this subchapter or any rule promulgated under this subchapter has occurred.

457.26(2) (2) Subject to the rules promulgated under s. 440.03 (1), the appropriate section of the examining board may reprimand a credential holder or deny, limit, suspend, or revoke a credential under this subchapter if it finds that the applicant or credential holder has done any of the following:

457.26(2)(a) (a) Made a material misstatement in an application for a credential or for renewal of a credential.

457.26(2)(b) (b) Subject to ss. 111.321, 111.322, and 111.335, been convicted of an offense the circumstances of which substantially relate to the practice of social work, advanced practice social work, independent social work, clinical social work, marriage and family therapy, or professional counseling.

457.26(2)(c) (c) Advertised in a manner that is false, deceptive or misleading.

457.26(2)(d) (d) Advertised, practiced or attempted to practice under another’s name.

457.26(2)(e) (e) Subject to ss. 111.321, 111.322, and 111.34, practiced social work, advanced practice social work, independent social work, clinical social work, marriage and family therapy, or professional counseling while his or her ability to practice was impaired by alcohol or other drugs.

457.26(2)(f) (f) Engaged in unprofessional or unethical conduct in violation of the code of ethics established in the rules promulgated under s. 457.03 (2).

457.26(2)(g) (g) Performed social work, advanced practice social work, or independent social work services in violation of the rules promulgated under s. 457.03 (2) or otherwise engaged in conduct while practicing social work, advanced practice social work, independent social work, clinical social work, marriage and family therapy, or professional counseling which evidences a lack of knowledge or ability to apply professional principles or skills.

457.26(2)(gm) (gm) Violated the requirements of s. 253.10 (3) (c) 2., 3., 4., 5., 6. or 7.

457.26(2)(h) (h) Violated this subchapter or any rule promulgated under

457.26 History History: 1991 a. 160; 1995 a. 309; 2001 a. 80; 2017 a. 364 s. 49; 2023 a. 55.

457.28 457.28 Injunctive relief. If the appropriate section of the examining board has reason to believe that any person is violating s. 457.04, the appropriate section of the examining board, the examining board, the department, the attorney general or the district attorney of the proper county may investigate and may, in addition to any other remedies, bring an action in the name and on behalf of this state to enjoin the person from the violation.

457.28 History History: 1991 a. 160.

subch. II of ch. 457 SUBCHAPTER II

COUNSELING COMPACT

457.50 457.50 Counseling compact.

457.50(1) (1) Purpose. The purpose of this compact is to facilitate interstate practice of licensed professional counselors with the goal of improving public access to professional counseling services. The practice of professional counseling occurs in the state where the client is located at the time of the counseling services. The compact preserves the regulatory authority of states to protect public health and safety through the current system of state licensure. This compact is designed to achieve the following objectives:

457.50(1)(a) (a) Increase public access to professional counseling services by providing for the mutual recognition of other member state licenses;

457.50(1)(b) (b) Enhance the states’ ability to protect the public’s health and safety;

457.50(1)(c) (c) Encourage the cooperation of member states in regulating multistate practice for licensed professional counselors;

457.50(1)(d) (d) Support spouses of relocating active duty military personnel;

457.50(1)(e) (e) Enhance the exchange of licensure, investigative, and disciplinary information among member states;

457.50(1)(f) (f) Allow for the use of telehealth technology to facilitate increased access to professional counseling services;

457.50(1)(g) (g) Support the uniformity of professional counseling licensure requirements throughout the states to promote public safety and public health benefits;

457.50(1)(h) (h) Invest all member states with the authority to hold a licensed professional counselor accountable for meeting all state practice laws in the state in which the client is located at the time care is rendered through the mutual recognition of member state licenses;

457.50(1)(i) (i) Eliminate the necessity for licenses in multiple states; and

457.50(1)(j) (j) Provide opportunities for interstate practice by licensed professional counselors who meet uniform licensure requirements.

457.50(2) (2) Definitions. As used in this section, and except as otherwise provided, the following definitions apply:

457.50(2)(a) (a) “Active duty military” means full-time duty status in the active uniformed service of the United States, including members of the national guard and reserve on active duty orders pursuant to 10 USC chs. 1209 and 1211.

457.50(2)(b) (b) “Adverse action” means any administrative, civil, equitable or criminal action permitted by a state’s laws which is imposed by a licensing board or other authority against a licensed professional counselor, including actions against an individual’s license or privilege to practice such as revocation, suspension, probation, monitoring of the licensee, limitation on the licensee’s practice, or any other encumbrance on licensure affecting a licensed professional counselor’s authorization to practice, including issuance of a cease and desist action.

457.50(2)(c) (c) “Alternative program” means a nondisciplinary monitoring or practice remediation process approved by a professional counseling licensing board to address impaired practitioners.

457.50(2)(d) (d) “Continuing competence/education” means a requirement, as a condition of license renewal, to provide evidence of participation in, and/or completion of, educational and professional activities relevant to practice or area of work.

457.50(2)(e) (e) “Counseling compact commission” or “commission” means the national administrative body whose membership consists of all states that have enacted the compact.

457.50(2)(f) (f) “Current significant investigative information” means any of the following:

457.50(2)(f)1. 1. Investigative information that a licensing board, after a preliminary inquiry that includes notification and an opportunity for the licensed professional counselor to respond, if required by state law, has reason to believe is not groundless and, if proved true, would indicate more than a minor infraction; or

457.50(2)(f)2. 2. Investigative information that indicates that the licensed professional counselor represents an immediate threat to public health and safety regardless of whether the licensed professional counselor has been notified and had an opportunity to respond.

457.50(2)(g) (g) “Data system” means a repository of information about licensees, including, but not limited to, continuing education, examination, licensure, investigative, privilege to practice and adverse action information.

457.50(2)(h) (h) “Encumbered license” means a license in which an adverse action restricts the practice of licensed professional counseling by the licensee and said adverse action has been reported to the national practitioners data bank (NPDB).

457.50(2)(i) (i) “Encumbrance” means a revocation or suspension of, or any limitation on, the full and unrestricted practice of licensed professional counseling by a licensing board.

457.50(2)(j) (j) “Executive committee” means a group of directors elected or appointed to act on behalf of, and within the powers granted to them by, the commission.

457.50(2)(k) (k) “Home state” means the member state that is the licensee’s primary state of residence.

457.50(2)(L) (L) “Impaired practitioner” means an individual who has a condition(s) that may impair their ability to practice as a licensed professional counselor without some type of intervention and may include, but is not limited to, alcohol and drug dependence, mental health impairment, and neurological or physical impairments.

457.50(2)(m) (m) “Investigative information” means information, records, and documents received or generated by a professional counseling licensing board pursuant to an investigation.

457.50(2)(n) (n) “Jurisprudence requirement” if required by a member state, means the assessment of an individual’s knowledge of the laws and rules governing the practice of professional counseling in a state.

457.50(2)(o) (o) “Licensed professional counselor” means a counselor licensed by a member state, regardless of the title used by that state, to independently assess, diagnose, and treat behavioral health conditions.

457.50(2)(p) (p) “Licensee” means an individual who currently holds an authorization from the state to practice as a licensed professional counselor.

457.50(2)(q) (q) “Licensing board” means the agency of a state, or equivalent, that is responsible for the licensing and regulation of licensed professional counselors.

457.50(2)(r) (r) “Member state” means a state that has enacted the compact.

457.50(2)(s) (s) “Privilege to practice” means a legal authorization, which is equivalent to a license, permitting the practice of professional counseling in a remote state.

457.50(2)(t) (t) “Professional counseling” means the assessment, diagnosis, and treatment of behavioral health conditions by a licensed professional counselor.

457.50(2)(u) (u) “Remote state” means a member state other than the home state, where a licensee is exercising or seeking to exercise the privilege to practice.

457.50(2)(v) (v) “Rule” means a regulation promulgated by the commission that has the force of law.

457.50(2)(w) (w) “Single state license” means a licensed professional counselor license issued by a member state that authorizes practice only within the issuing state and does not include a privilege to practice in any other member state.

457.50(2)(x) (x) “State” means any state, commonwealth, district, or territory of the United States of America that regulates the practice of professional counseling.

457.50(2)(y) (y) “Telehealth” means the application of telecommunication technology to deliver professional counseling services remotely to assess, diagnose, and treat behavioral health conditions.

457.50(2)(z) (z) “Unencumbered license” means a license that authorizes a licensed professional counselor to engage in the full and unrestricted practice of professional counseling.

457.50(3) (3) State participation in the compact.

457.50(3)(a) (a) To participate in the compact, a state must currently:

457.50(3)(a)1. 1. License and regulate licensed professional counselors.

457.50(3)(a)2. 2. Require licensees to pass a nationally recognized exam approved by the commission.

457.50(3)(a)3. 3. Require licensees to have a 60 semester-hour (or 90 quarter-hour) master’s degree in counseling or 60 semester-hours (or 90 quarter-hours) of graduate course work including the following topic areas:

457.50(3)(a)3.a. a. Professional counseling orientation and ethical practice;

457.50(3)(a)3.b. b. Social and cultural diversity;

457.50(3)(a)3.c. c. Human growth and development;

457.50(3)(a)3.d. d. Career development;

457.50(3)(a)3.e. e. Counseling and helping relationships;

457.50(3)(a)3.f. f. Group counseling and group work;

457.50(3)(a)3.g. g. Diagnosis and treatment; assessment and testing;

457.50(3)(a)3.h. h. Research and program evaluation; and

457.50(3)(a)3.i. i. Other areas as determined by the commission.

457.50(3)(a)4. 4. Require licensees to complete a supervised postgraduate professional experience as defined by the commission.

457.50(3)(a)5. 5. Have a mechanism in place for receiving and investigating complaints about licensees.

457.50(3)(b) (b) A member state shall:

457.50(3)(b)1. 1. Participate fully in the commission’s data system, including using the commission’s unique identifier as defined in rules;

457.50(3)(b)2. 2. Notify the commission, in compliance with the terms of the compact and rules, of any adverse action or the availability of investigative information regarding a licensee;

457.50(3)(b)3. 3. Implement or utilize procedures for considering the criminal history records of applicants for an initial privilege to practice. These procedures shall include the submission of fingerprints or other biometric-based information by applicants for the purpose of obtaining an applicant’s criminal history record information from the federal bureau of investigation and the agency responsible for retaining that state’s criminal records;

457.50(3)(b)3.a. a. A member state must fully implement a criminal background check requirement, within a time frame established by rule, by receiving the results of the federal bureau of investigation record search and shall use the results in making licensure decisions.

457.50(3)(b)3.b. b. Communication between a member state, the commission and among member states regarding the verification of eligibility for licensure through the compact shall not include any information received from the federal bureau of investigation relating to a federal criminal records check performed by a member state under P. L. 92-544.

457.50(3)(b)4. 4. Comply with the rules of the commission;

457.50(3)(b)5. 5. Require an applicant to obtain or retain a license in the home state and meet the home state’s qualifications for licensure or renewal of licensure, as well as all other applicable state laws;