This is the preview version of the Wisconsin State Legislature site.
Please see http://docs.legis.wisconsin.gov for the production version.
For further information see the state fiscal estimate, which will be printed as
an appendix to this bill.
The people of the state of Wisconsin, represented in senate and assembly, do
enact as follows:
AB11,1 1Section 1 . 950.04 (1v) (df) of the statutes is created to read:
AB11,2,32 950.04 (1v) (df) To privacy in his or her confidential mental health treatment
3records, in accordance with the procedure under s. 971.313.
AB11,2 4Section 2. 971.313 of the statutes is created to read:
AB11,2,6 5971.313 Obtaining victim mental health treatment records. (1)
6Definitions. In this section:
AB11,2,97 (a) “Crime victim” has the meaning given for “victim” in s. 950.02 (4) or a
8guardian ad litem appointed under sub. (3) (c) 2. if a person identified under s. 950.02
9(4) (a) 2. has interests that are adverse to a child victim.
AB11,3,310 (b) “Mental health treatment records” means all records that are not in the
11possession of a government agency that are created in the course of providing
12services to individuals for mental illness, developmental disabilities, alcoholism,
13drug dependence, or other mental health issues and that are maintained by
14treatment facilities as defined in s. 51.01 (19), by psychologists licensed under s.
15455.04 (1), or by licensed mental health professionals as defined in s. 51.01 (11m).

1“Mental health treatment records” does not include psychotherapy notes, as defined
2in 45 CFR 164.501, that are maintained for personal use and kept separate from
3other mental health treatment records.
AB11,3,64 (c) “Necessary to an articulated theory of defense” means that the evidence is
5necessary to a determination of guilt or innocence by tending to create reasonable
6doubt that would not otherwise exist.
AB11,3,12 7(2) Motion for discovery of mental health treatment records. (a)
8Notwithstanding ss. 51.30 (4) (b) 4. and 146.82 (2) (a) 4., a defendant seeking
9discovery of a person's mental health treatment records shall file a confidential
10motion, sealed under s. 801.20, at least 60 days before trial, unless the court extends
11the time for filing upon a specific finding of good cause, including when there has
12been new discovery.
AB11,3,1513 (b) In a motion under par. (a), the defendant shall submit a fact-specific good
14faith offer of proof and a supporting affidavit from someone with personal knowledge
15that demonstrates all of the following:
AB11,3,1716 1. The specific information that is sought from the mental health treatment
17records.
AB11,3,1918 2. There are mental health treatment records that are reasonably likely to
19contain the information sought under subd. 1.
AB11,3,2120 3. The specific information sought under subd. 1. is necessary to an articulated
21theory of defense.
AB11,3,2322 4. The mental health treatment records are the only source for the information
23sought under subd. 1.
AB11,3,2524 5. The information sought under subd. 1. is not cumulative to evidence already
25available.
AB11,4,3
1(c) Each of the following offers of proof, considered alone, are not sufficient to
2determine whether the defendant has met the burden of proof to obtain a person's
3mental health treatment records under par. (b):
AB11,4,4 41. The crime victim reported or failed to report a victimization.
AB11,4,65 2. The crime victim sought or received counseling or mental health treatment
6for a prior or current victimization.
AB11,4,87 3. The crime victim received counseling or mental health treatment to address
8personal or family issues.
AB11,4,109 4. The crime victim may have made an inconsistent statement about the
10offense.
AB11,4,13 11(3) Notification required; crime victim rights. (a) The prosecuting attorney
12shall notify the crime victim whose mental health treatment records are being
13sought of all of the following:
AB11,4,1514 1. A motion has been filed under sub. (2) (a) requesting his or her mental health
15treatment records.
AB11,4,1716 2. He or she has the right to the assistance of counsel regarding the issue of
17access to his or her mental health treatment records.
AB11,4,1918 3. He or she may consent or decline to consent to an in camera review of his or
19her mental health treatment records.
AB11,4,2320 4. By consenting to an in camera review, he or she has not waived any privilege
21under s. 905.11 or 905.12 to object to redisclosure of the privileged information or the
22use of any privileged information in a subsequent court proceeding after the court's
23review and determination under sub. (4).
AB11,5,3
1(b) The prosecuting attorney may respond to the motion made under sub. (2)
2(a) with affidavits or written arguments, which shall be filed confidentially and
3sealed under s. 801.20.
AB11,5,114 (c) 1. The crime victim whose mental health treatment records are being sought
5has the right to counsel. The crime victim may retain counsel who may intervene in
6this proceeding on his or her behalf. The court shall provide the crime victim
7reasonable time to secure counsel. The court may appoint counsel upon the victim's
8request regarding access to and disclosure of the privileged mental health treatment
9records. The counsel may file a response to the filing made under sub. (2) (a) with
10affidavits or written arguments, which shall be filed confidentially and sealed under
11s. 801.20.
AB11,5,1712 2. If the victim of the crime is a child, and the court determines that a person
13identified under s. 950.02 (4) (a) 2. has interests that are adverse to the child, the
14court shall appoint a guardian ad litem. The guardian ad litem shall be an advocate
15for the best interests of the child regarding access to and disclosure of the privileged
16mental health treatment records. The guardian ad litem shall function
17independently in the same manner as the counsel identified under subd. 1.
AB11,5,23 18(4) In camera review; determination of whether disclosure is warranted. (a)
19If the court concludes both that the defendant has made the showing required by sub.
20(2) (b) and that the potential benefit to the defendant from disclosure outweighs the
21harm to the crime victim from disclosure, the court shall inquire as to whether the
22crime victim consents to an in camera review of the mental health treatment records
23by the court.
AB11,6,3
1(b) 1. If the crime victim does not consent to an in camera review of his or her
2mental health treatment records by the court, the court shall follow the procedures
3in sub. (6) (a).
AB11,6,74 2. If the crime victim consents to an in camera review of his or her mental health
5treatment records by the court, the court shall examine the mental health treatment
6records in camera for the presence of any evidence that is necessary to an articulated
7theory of defense.
AB11,6,108 (c) Following an in camera review of the mental health treatment records under
9par. (b) 2., the court may order the disclosure of the relevant records only if the court
10determines one of the following:
AB11,6,1311 1. The information in the mental health treatment records is necessary to an
12articulated theory of defense and the benefit to the defendant from disclosure
13outweighs the harm to the crime victim from disclosure.
AB11,6,1614 2. The information in the mental health treatment records is exculpatory
15because it is necessary to a determination of guilt or innocence by tending to create
16reasonable doubt that would not otherwise exist.
AB11,7,217 (d) If the court determines under par. (c) that some or all of the mental health
18treatment records are eligible for disclosure, the crime victim shall have the
19opportunity to review the records identified for disclosure. Within 45 days from the
20date of the order under par. (c), the crime victim and the state shall notify the court
21whether the crime victim or the state intends to appeal the order pursuant to s.
22974.05, and if neither the crime victim nor the state intends to appeal the order, the
23crime victim shall indicate whether he or she consents or declines to consent to the
24disclosure of the relevant records. If the crime victim or the state appeals the order

1under par. (c) within 45 days, the crime victim's mental health treatment records
2may not be disclosed until the appeal has concluded.
AB11,7,53 (e) 1. After the appeal under par. (d) has concluded, the crime victim shall
4indicate whether he or she consents to the disclosure of his or her mental health
5treatment records.
AB11,7,96 2. If the crime victim does not consent to the disclosure of the mental health
7treatment records under par. (d) after the appeal has concluded or after the state and
8the crime victim each indicate that he or she or it does not intend to appeal the order,
9the court shall follow the procedures in sub. (6) (b).
AB11,7,1410 3. If the crime victim consents to the disclosure of the mental health treatment
11records after the appeal has concluded or after the state and the crime victim each
12indicate that he or she or it does not intend to appeal the order, the court shall order
13disclosure of those records to the prosecuting attorney and to the defendant's
14attorney in accordance with the procedures in sub. (5).
AB11,7,19 15(5) Disclosure of information; dissemination prohibited. (a) If the court
16orders disclosure of mental health treatment records, the order may include only
17those mental health treatment records or portions of mental health treatment
18records that are necessary to an articulated theory of defense or are otherwise
19exculpatory.
AB11,8,420 (b) If the court orders disclosure of mental health treatment records, the court
21shall enter a protective order under s. 971.23 (6) that provides that any record or
22information provided to the prosecuting attorney and to the defendant's attorney
23shall be confidential and may not be redisclosed or disseminated by the prosecuting
24attorney or the defendant's attorney unless specifically authorized by the court. Any
25provided record or information in paper form shall be returned to the court at the

1conclusion of representation. Any provided or stored electronic record or information
2shall be deleted at the conclusion of the representation by the prosecuting attorney
3and the defendant's attorney, both of whom shall provide the court with an affidavit
4affirming that the records or information have been deleted.
AB11,8,65 (c) The court shall determine the admissibility of any disclosed mental health
6treatment records under the applicable rules of evidence.
AB11,8,87 (d) The court shall retain any mental health treatment records under seal for
8the applicable period of time as specified in SCR 72.01.
AB11,8,12 9(6) Crime victim nonconsent; appeals of court decisions regarding mental
10health treatment records.
(a) If the crime victim does not consent to in camera
11review of his or her mental health treatment records, the court shall do all of the
12following:
AB11,8,1313 1. Abide by the declination of the crime victim.
AB11,8,1414 2. Permit the crime victim to testify at the trial.
AB11,8,1615 3. If the case is tried by a jury, inform the jury immediately following the
16testimony of the crime victim and before jury deliberations of all of the following:
AB11,8,1817 a. The defendant filed a motion for discovery of mental health treatment
18records that met the requirements for an in camera review.
AB11,8,2019 b. The crime victim declined to disclose mental health treatment records for
20inspection by the court.
AB11,8,2221 c. The crime victim has the right to decline an in camera review of the mental
22health treatment records.
AB11,8,2523 4. Notwithstanding any prohibition under s. 905.11 to 905.13, permit comment
24on the declination by the crime victim and allow the defendant to draw any
25reasonable inference therefrom.
AB11,9,4
1(b) If the crime victim does not consent to disclosure of his or her mental health
2treatment records following an in camera review, the court shall prohibit the crime
3victim from testifying at the trial and the court may not order disclosure of the crime
4victim's mental health treatment records.
AB11,9,75 (c) Any of the following orders of the court may be appealed to the court of
6appeals as a matter of right by the state under s. 974.05 or by the crime victim in the
7manner under s. 974.05:
AB11,9,108 1. The order of the court determining that the defendant has met his or her
9burden of proof under sub. (2) (b), triggering an in camera review of mental health
10treatment records.
AB11,9,1211 2. The order of the court determining that the mental health treatment records
12should be disclosed under sub. (4) (c).
AB11,9,17 13(7) Privilege. The consent of a crime victim to review of mental health
14treatment records under sub. (4) (a) or disclosure of mental health treatment records
15under sub. (4) (d) does not waive any privilege under s. 905.11 or 905.12. A crime
16victim may still claim any applicable privilege for confidential communications or for
17information reviewed or disclosed under this section.
AB11,9,23 18(8) Psychotherapy notes. Except for uses or disclosures described in 45 CFR
19164.508
(a) (2) (i) and (ii), a defendant may not obtain and a court may not order
20disclosure of psychotherapy notes, as defined in 45 CFR 164.501, that are
21maintained for personal use and kept separate from other mental health treatment
22records unless the crime victim voluntarily provides an authorization in accordance
23with 45 CFR 164.508 to disclose psychotherapy notes.
AB11,3 24Section 3 . 974.05 (1) (e) of the statutes is created to read:
AB11,10,1
1974.05 (1) (e) Order granting relief under s. 971.313 (6) (c) 1. or 2.
AB11,10,22 (End)
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