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LRBa0526/1
EKL:skw
2021 - 2022 LEGISLATURE
ASSEMBLY AMENDMENT 2,
TO ASSEMBLY SUBSTITUTE AMENDMENT 1,
TO ASSEMBLY BILL 147
May 14, 2021 - Offered by Representative Petersen.
AB147-ASA1-AA2,1,11 At the locations indicated, amend the substitute amendment as follows:
AB147-ASA1-AA2,1,2 21. Page 7, line 15: after that line insert:
AB147-ASA1-AA2,1,11 3“(bm) A licensee affiliated with a broker, as defined in 15 USC 78c (a) (4), or
4dealer, as defined in 15 USC 78c (a) (5), that maintains an information security
5program in compliance with the requirements of the financial industry regulatory
6authority that address information security standards shall be considered to meet
7the requirements of this subchapter, provided that the licensee produces, upon
8request of the commissioner, documentation satisfactory to the commissioner that
9independently validates the adoption by the affiliated broker or dealer of an
10information security program that satisfies the financial industry regulatory
11authority's requirements.”.
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