Department of Financial Institutions (DFI)
Administrative Code Chapter Group Affected:
Chs. DFI-Sec 1-36; Department of Financial Institutions-Securities
Administrative Code Chapter Affected:
Ch. DFI-Sec 11 (Created)
Related to: Continuing education for investment adviser representatives
Text: Text of SS 024-21
Related Permanent Rule: CR 21-057
Date Statement Approved by Governor: February 19, 2021
Date Statement Expires Under s. 227.135 (5), Stats.: September 1, 2023
| Date | Register | File |
|---|---|---|
| 3/1/2021 | 783A1, Statements of Scope | SS 024-21 |
| 7/19/2021 | 787A3, Notices of Submittal of Proposed Rules to Legislative Council Clearinghouse | CR 21-057 Economic Impact Analysis |
| 7/19/2021 | 787A3, Notices of Submittal of Proposed Rules to Legislative Council Clearinghouse | CR 21-057 Rule Text |
| 7/19/2021 | 787A3, Notices of Submittal of Proposed Rules to Legislative Council Clearinghouse | CR 21-057 Submittal Notice |
| 8/30/2021 | 788B, Rule-Making Notices (Hearing Notices) | CR 21-057 Economic Impact Analysis |
| 8/30/2021 | 788B, Rule-Making Notices (Hearing Notices) | CR 21-057 Rule Text |
| 8/30/2021 | 788B, Rule-Making Notices (Hearing Notices) | CR 21-057 Hearing Information |
| 10/18/2021 | 790A3, Notices of Submittal of Rules to Legislature in Final Draft Form | CR 21-057 |
| 1/31/2022 | 793B, Final Permanent Rules Filed with LRB for Administrative Code Publication | CR 21-057 Rule Text |
| 2/28/2022 | 794B, Final Rules Published in Administrative Code and Final Regulatory Flexibility Analyses | CR 21-057 Rule Text |
