Department of Financial Institutions (DFI)
Administrative Code Chapter Group Affected:
Chs. DFI-Sec 1-36; Department of Financial Institutions-Securities
Administrative Code Chapters Affected:
Ch. DFI-Sec 4 (Revised)
Ch. DFI-Sec 10 (Created)
Related to: Making it a dishonest or unethical practice for securities licensees to make use of misleading designations or certifications purporting to demonstrate special expertise in the financial or retirement needs of seniors
Comments for this rule have closed
Rule Text: EmR0829 Rule Text