NR 335.10(2)
(2) If the grantee fails to comply with
sub. (1), the grantee may not receive any further state funds and shall reimburse the department for any state funds already received under this chapter. The uncompleted portion of the project shall be considered for funding in the next year in which money becomes available upon submission of a new application in compliance with this chapter.
NR 335.10 History
History: Cr.
Register, April, 1991, No. 424, eff. 5-1-91.
NR 335.11
NR 335.11
Final project approval. After the project is complete and approved by the owner, the owner shall submit 3 copies of as-constructed plans and specifications, monthly inspection reports prepared by the inspecting engineer on the project, and written certification from the owner's engineer stating that the project was completed in compliance with s.
31.12 (4), Stats. The department shall conduct a final inspection of the project within 60 days after receiving the as-constructed plans and specifications, inspection reports, and certification. A project approval letter shall be sent to the owner within 30 days of final inspection by the department.
NR 335.11 History
History: Cr.
Register, April, 1991, No. 424, eff. 5-1-91.
NR 335.12
NR 335.12
Grant payments. The grantee shall be paid the state share of those eligible project costs which have prior department approval in the following installments:
NR 335.12(1)(a)
(a) 50% of the state share of total eligible costs, of the engineering contract and the construction bids, shall be paid to the grantee, following 50% completion of the project, within 90 days after the department has received a written request and supporting documentation by the owner's authorized representative. The department shall inspect the project, review the supporting documentation, and determine that the owner has expended at least 50% of the state share of total eligible costs and that the work meets the requirements of this chapter prior to making payment to the owner; and
NR 335.12(1)(b)
(b) If the emergency action plan and inspection, operation and maintenance plan are approved by the department prior to the completion of the project, the state share of the remaining eligible costs, based on the final audited project cost, shall be paid to the grantee within 90 days after the department has conducted a final audit and has determined the final audited eligible costs. A final audit shall be conducted within 90 days after the project has been completed and approved by the owner and the department pursuant to
s. NR 335.11; or
NR 335.12(1)(c)
(c) If the emergency action plan and inspection, operation and maintenance plan are not approved by the department prior to the completion of the project, the state share of the remaining eligible costs less 10%, based on the final audited project cost, shall be paid to the grantee within 90 days after the department has conducted a final audit and has determined the final audited eligible costs. A final audit shall be conducted within 90 days after the project has been completed and approved by the owner and the department pursuant to
s. NR 335.11. The remaining state share of eligible costs shall be paid to the grantee within 60 days after the grantee has received approval, by the department, of an emergency action plan and an inspection, operation and maintenance plan.
NR 335.12(2)(a)
(a) 50% of the state share of total eligible costs, based on the engineering contract and the construction bids, shall be paid to the grantee, following 50% completion of the project, within 90 days after the department has received a written request and supporting documentation by the owner's authorized representative. The department shall inspect the project, review the supporting documentation, and determine that the owner has expended at least 50% of the state share of total eligible costs and that the work meets the requirements of this chapter prior to making payment to the owner; and
NR 335.12(2)(b)
(b) The state share of the remaining eligible costs, based on the final audited project cost, shall be paid to the grantee within 90 days after the department has conducted a final audit and has determined the final audited eligible costs. A final audit shall be conducted within 90 days after the project has been completed and approved by the owner and the department pursuant to
s. NR 335.11.
NR 335.12 History
History: Cr.
Register, April, 1991, No. 424, eff. 5-1-91.
NR 335.13
NR 335.13
Adoption of land use controls in the hydraulic shadow. If the grantee or the municipality responsible for the implementation of land use controls in the hydraulic shadow, or both, fail to adopt the land use controls necessary to secure the dam hazard rating in accordance with
ch. NR 333, the grantee may not receive any further state funds under this chapter and shall reimburse the department for any state funds already received under this chapter. The necessary land use controls shall be adopted within one year after the department has approved the dam failure analysis submitted with the application. If adequate justification is received and approved by the department an extension of the one year deadline may be given.
NR 335.13 History
History: Cr.
Register, April, 1991, No. 424, eff. 5-1-91.
NR 335.14(1)
(1)
Records management. Each grantee shall maintain an accounting system that accurately reflects all fiscal transactions, incorporates appropriate controls and safeguards, and provides good audit trails, particularly to source or original documents.
NR 335.14(1)(a)
(a) Accounting procedures. Financial schedules and statements filed with grant applications and payment requests shall be based on records maintained under generally accepted accounting principles which meet the following minimum requirements:
NR 335.14(1)(a)1.
1. Accounts shall separate grant receipts and eligible project costs from those allocable to other programs and activities.
NR 335.14(1)(a)2.
2. Payments received under another state or federal cost sharing or grant program or from another municipality or any other outside funding source and expenditures shall be listed in sufficient detail to provide a basis for accurate and complete reporting.
NR 335.14(1)(a)3.
3. Supporting records for all expenditures shall be itemized in sufficient detail to reflect the nature and propriety of each. Proof of payment, such as cancelled checks or receipts from vendors, shall be maintained.
NR 335.14(1)(a)4.
4. If the owner uses its own labor force, payroll records shall be maintained that reflect actual program hours worked by each employee as well as allocable gross wages and fringe benefits paid. Time and attendance records describing the work performed, specifying project hours worked by day, and both signed by the employee and bearing evidence of management approval, shall be maintained, along with computations showing hourly pay rates and allocation of fringe benefits.
NR 335.14(1)(b)1.1. Any consultant, construction or service contract totaling $10,000.00 or more annually shall be covered by a formal contract or agreement specifying financial terms, contract duration, and services to be rendered.
NR 335.14(1)(b)2.
2. Actual cost of force account labor and equipment is allowable. Equipment rates shall be limited to the county-wide rates established annually by the department of transportation (DOT). Eligibility of the use of specialized equipment for which DOT rates are not available shall be based on the allocable portion of depreciation plus normal and reasonable operation expenses attributable to project activities.
NR 335.14(1)(b)3.
3. Grantee shall comply with applicable state or federal regulation concerning bidding and awarding contracts, wage rates and labor rates.
NR 335.14(2)
(2) Records retention and auditing. The grantee's records, and the records of contractors and engineers which are pertinent to a specific state grant award, shall be subject at all reasonable times to inspection, copying and audit by the department for a period of 7 years from the date of final payment.
NR 335.14 History
History: Cr.
Register, April, 1991, No. 424, eff. 5-1-91;
CR 10-032: am. (1) (b) 1. and 2., cr. (1) (b) 3.
Register October 2010 No. 658, eff. 11-1-10.
NR 335.15
NR 335.15
Variances. The department may approve variances from nonstatutory requirements of this chapter upon the request of a sponsor when the department determines that variances are essential to effect necessary grant actions or program objectives, and where special circumstances make such variances in the best interest of the program. Before granting a variance, the department shall take into account such factors as good cause and circumstances beyond the control of the sponsor
.
NR 335.15 History
History: CR 10-032: cr.
Register October 2010 No. 658, eff. 11-1-10.
NR 335.16(1)
(1) Projects will be added to the dam grant inventory after receipt of an application. By signing the application, the applicant is acknowledging they are aware the dam will be placed on the dam grant inventory.
NR 335.16(2)
(2) As part of the application, the department shall provide notice to the dam owner stating that it will proceed on the funding request and addition to the dam grant inventory without a hearing unless a request for a hearing is filed with the department by the dam owner.
NR 335.16(3)
(3) If a hearing is requested pursuant to notice under this subsection, the department may schedule the matter for hearing using the procedures under s.
31.06 (2), Stats., or may notify the owner that the dam has been removed from the dam grant inventory.
NR 335.16 History
History: CR 10-032: cr.
Register October 2010 No. 658, eff. 11-1-10.
