NR 211.24(1)(a)
(a) A statement from the POTW's attorney that the POTW has adequate legal authority to carry out the pretreatment program. This statement shall identify the POTW's source of those legal powers required under s.
NR 211.22, and shall identify the manner in which the POTW will implement the requirements of s.
NR 211.23.
NR 211.24(1)(b)
(b) A copy of all statutes, ordinances, regulations, contracts, agreements, and other written legal authority relied upon by the POTW for its administration of the pretreatment program.
NR 211.24(1)(c)
(c) A statement reflecting approval of the POTW's pretreatment program by the local governmental bodies responsible for supervising and funding the pretreatment program.
NR 211.24(1)(d)
(d) A brief description, including organizational charts, of the POTW or other governmental bodies which will administer the pretreatment program, and their respective responsibilities.
NR 211.24(1)(e)
(e) A description of the funding for the pretreatment program and full and part-time positions available to implement the program.
NR 211.24(2)
(2) The department may grant conditional approval of the pretreatment program pending the acquisition of funding and personnel for certain elements of the program provided that the conditions of pars.
(a) through
(c) are met. The POTW must submit a written request for conditional approval containing, in addition to the information required in sub.
(1), facts to support a conclusion that the conditions set forth in pars.
(a) through
(c) are met. The conditional approval of the POTW pretreatment program may be withdrawn if funding and personnel are not acquired by a date established by the department.
NR 211.24(2)(a)
(a) The delayed funding and hiring of personnel is directly related to an aspect of the program which the POTW is not required to implement immediately.
NR 211.24(2)(b)
(b) The POTW has adequate legal authority and procedures to carry out those aspects of the program which will not be implemented immediately.
NR 211.24(2)(c)
(c) Funding and personnel for those aspects of the program to be implemented at a later date will be available when needed. The POTW shall describe the mechanism by which the funding will be acquired.
NR 211.24 History
History: Cr.
Register, July, 1983, No. 331, eff. 8-1-83.
NR 211.25(1)(1)
The POTW shall submit interim program development documents to the department as required by the compliance schedule in its WPDES permit. If a required interim document has not been submitted on time, the POTW shall indicate the date by which it expects to complete the document, the reasons for delay, and the steps taken to return to the established schedule.
NR 211.25(2)
(2) Documents submitted in accordance with this section shall be signed by a principal executive officer, ranking elected official, or a duly authorized employee if the employee is responsible for the overall operation of the POTW or the pretreatment program. This authorization shall be made in writing by the principal executive officer or ranking elected official and submitted to the department prior to or together with the report being submitted.
NR 211.25(3)(a)(a) Analysis of monitoring samples taken by any POTW operating a pretreatment program shall be performed in accordance with ch.
NR 219. Laboratory test results for radiological samples submitted by the POTW to the department shall be performed by a laboratory approved by the department of agriculture, trade and consumer protection. Other laboratory test results submitted by the POTW to the department shall be performed by a laboratory certified or registered under ch.
NR 149. The following tests are excluded from this requirement:
NR 211.25 Note
Note: The requirement in this section to submit data from a certified or registered laboratory is effective on December 28, 1986.
NR 211.25(3)(b)
(b) Any POTW operating a pretreatment program shall maintain records of information resulting from all monitoring activities. These records shall include for all samples:
NR 211.25(3)(b)1.
1. The date, exact place, method, and time of sampling and the names of the person or persons taking the samples;
NR 211.25(3)(c)
(c) Records and results from all monitoring activities, whether required by this section or not, shall be retained for a minimum of 3 years. This time period shall be extended at the department's request or during the pendency of any litigation to which the POTW or any industrial user discharging to the POTW is a party. These records shall be made available for inspection or copying to the department and EPA upon request.
NR 211.25(3)(d)
(d) A POTW receiving reports from industrial users shall retain the reports for a minimum of 3 years. A POTW shall retain these reports for additional periods at the request of the department or EPA. All reports related to litigation to which the POTW or the reporting industrial user is a party shall be retained until the conclusion of the litigation. These reports shall be made available for inspection or copying to the department and EPA.
NR 211.25(3)(e)
(e) POTWs that elect to receive electronic documents shall satisfy the requirements of
40 CFR Part 3 — Electronic Reporting.
NR 211.25(4)
(4) POTWs with approved pretreatment programs shall provide the department with a report which describes the POTW's program activities, including the activities of all participating agencies if more than one jurisdiction is involved in the local program. This report shall be submitted no later than one year after approval of the POTW's pretreatment program and at least annually thereafter. At a minimum, the report shall include:
NR 211.25(4)(a)
(a) The name and address of each industrial user or a list of deletions and additions keyed to a previously submitted list with a brief explanation for each deletion. The list shall include:
NR 211.25(4)(a)1.
1. A list of significant industrial users with reasons for each significant industrial user designation and identification of applicable pretreatment standards for each categorical industrial user;
NR 211.25(4)(a)2.
2. A list of significant industrial users that the POTW has determined to regulate as a nonsignificant industrial user and the reasons for that determination.
NR 211.25(4)(b)
(b) A summary of the POTW's compliance assessment and enforcement activities, including activities such as inspections, sampling and review of slug control plans;
NR 211.25(4)(c)
(c) A summary of industrial user compliance over the reporting period;
NR 211.25(4)(d)
(d) A summary of changes to the POTW's program that have not been previously reported to the department; and
NR 211.25 History
History: Cr.
Register, July, 1983, No. 331, eff. 8-1-83; renum. (3) (intro.) (a) to (e) and (4) and (5) to be (3) (b), (3) (b) 1. to 5. and (3) (c) and (d), cr. (3) (a),
Register, April, 1986, No. 364, eff. 8-28-86; am. (3) (a),
Register, September, 1986, No. 369, eff. 10-1-86; am. (3) (d), cr. (4),
Register, March, 1992, No. 435, eff. 4-1-92;
CR 13-006: am. (2), cr. (3) (e), (4) (a) 3., am. (4) (c), (d), cr. (4) (e)
Register January 2014 No. 697, eff. 2-1-14.
NR 211.26
NR 211.26 Confidentiality. Effluent data submitted to the control authority under this chapter shall be a public record within the meaning of s.
19.21, Stats. All other information submitted to the control authority under this chapter shall be a public record unless the information is entitled to confidential treatment under s.
283.55 (2), Stats., and s.
NR 2.19 as a trade secret. POTWs operating a pretreatment program must enact ordinances or rules giving them the authority to treat as confidential information which is a trade secret.
NR 211.26 History
History: Cr.
Register, July, 1983, No. 331, eff. 8-1-83.
NR 211.27
NR 211.27 Pretreatment program modification. NR 211.27(1)(1)
A POTW may initiate a pretreatment program modification at any time to reflect changing conditions in the pretreatment program. Pretreatment program modification is necessary whenever the pretreatment program will be significantly different from the pretreatment program previously approved by the department.
NR 211.27(2)
(2) To initiate a modification, the POTW shall submit to the department a statement of the basis for the desired modification, a modified program description and any other documents the department determines to be necessary. The department shall review, public notice and approve or deny the requested modification according to the procedures of s.
NR 211.30 (7).
NR 211.27 History
History: Cr.
Register, March, 1992, No. 435, eff. 4-1-92.
NR 211.30
NR 211.30 Pretreatment program approval and removal credit authorization. NR 211.30(1)(1)
Upon receipt of a request from a POTW for pretreatment program approval or removal credit authorization, the department shall perform an initial review to determine the completeness of the submittal. The department shall complete its initial review and inform the POTW whether the submission is sufficient within 60 days. If the submittal is not complete, the department shall notify the POTW of the deficiencies and shall suspend review until the submittal is complete.
NR 211.30(2)
(2) Within 20 days after making the initial determination that the POTW submittal meets the requirements of ss.
NR 211.22 to
211.26 for pretreatment program approval, or s.
NR 211.13 for removal credit authorization, the department shall publish a public notice of receipt of the request or authorization. The notice shall provide an opportunity for the POTW or any interested person to submit written comments or to request a public hearing under s.
283.49, Stats., with respect to the submittal. The public notice shall provide a period of not less than 30 days following the date of public notice during which time written comments and requests for public hearing shall be filed. All written comments received during this time shall be considered in determining whether or not to approve the POTW's request. The comment period may be extended at the department's discretion.
NR 211.30(3)
(3) The department shall hold a hearing if the requirements of s.
283.49, Stats., are met. Public notice of the hearing shall be provided under s.
283.49, Stats.
NR 211.30(4)
(4) The department shall have 90 days from the date of public notice of receipt of any request for approval or authorization submitted in compliance with the requirements of s.
NR 211.24 for pretreatment program approval and s.
NR 211.13 for removal credit authorization, to review the request for compliance with the requirements of ss.
NR 211.22 through
211.26 and s.
NR 211.13. The department may have up to 90 days more to complete its review if the comment period provided for in sub.
(2) is extended beyond 30 days or if a public hearing is held under s.
283.49, Stats. In no event shall the total time for evaluation exceed 180 days from the date of public notice of receipt of a request for approval or authorization.
NR 211.30(5)
(5) At the end of this evaluation and comment period the department shall either approve or disapprove the request for approval or authorization. The department shall publish a notice of determination to approve or disapprove the pretreatment program or removal credit authorization and shall mail copies of the notice to the POTW and to each person who submitted a written comment or participated in the public hearing or who requested a copy of the notice. If the pretreatment program is not approved or if the removal credit authorization is not granted, the notice of disapproval or denial shall state the modifications and revisions necessary to bring the pretreatment program or removal credit request into compliance with applicable requirements.
NR 211.30(6)
(6) The department shall make implementation of an approved pretreatment program an enforceable condition in the POTW's WPDES permit.
NR 211.30(7)(a)(a) The department shall use the procedures in par.
(b) for approval of any of the following substantial pretreatment program modifications:
NR 211.30(7)(a)1.
1. Modifications that relax POTW legal authorities, as outlined in s.
NR 211.22, except for modifications that directly reflect a revision to this chapter or to other state or federal pretreatment requirements and are reported under par.
(c);
NR 211.30(7)(a)2.
2. Modifications that relax local limits, except for pH and reallocations of maximum allowable industrial loadings that do not increase the total industrial loadings of a pollutant and are reported under par.
(c);
NR 211.30(7)(a)4.
4. A decrease in the frequency of self-monitoring or reporting required of industrial users;
NR 211.30(7)(a)5.
5. A decrease in the frequency of industrial user inspections or sampling by the POTW;
NR 211.30(7)(a)7.
7. Other modifications designated as substantial by the department on the basis that the modification could have a significant impact on the operation of the POTW's pretreatment program, result in an increase in pollutant loadings at the POTW or result in less stringent requirements being imposed on industrial users of the POTW.
NR 211.30(7)(b)
(b) The department shall approve or disapprove the modifications listed in par.
(a) using the procedures in subs.
(1) to
(5) except as provided in subds.
1. and
2. The modification shall become effective upon approval by the department.
NR 211.30(7)(b)1.a.
a. The notice of request for approval under sub.
(2) states that that the request will be approved if no comments are received by the date specified in the notice;
NR 211.30(7)(b)2.
2. Notices required by subs.
(2) and
(5) may be performed by the POTW provided that the department finds that the notice otherwise satisfies the requirements of those subsections.
NR 211.30(7)(c)
(c) For modifications not listed in par.
(a) and that are not considered substantial the following procedures will be used.
NR 211.30(7)(c)1.
1. The POTW shall notify the department of any non-substantial modifications at least 45 days prior to implementation in a statement as described in s.
NR 211.27.
NR 211.30(7)(c)2.
2. Within 45 days after receipt of the POTW's statement the department shall notify the POTW of its decision to approve or disapprove the non-substantial modification or to treat the modification as substantial under par.
(a). If the department does not notify the POTW within 45 days of its decision, the POTW may implement the modification.
NR 211.30(7)(d)
(d) After approval by the department, the modification shall be incorporated into the POTW's WPDES permit.
NR 211.30 History
History: Cr.
Register, July, 1983, No. 331, eff. 8-1-83; am.
Register, September, 1986, No. 369, eff 10-1-86; am. (1) and (2), cr. (6) and (7),
Register, March, 1992, No. 435, eff. 4-1-92;
CR 13-006: r. and recr. (7)
Register January 2014 No. 697, eff. 2-1-14.
NR 211.31
NR 211.31 Department activities in the absence of a pretreatment program. NR 211.31(1)(1)
In the absence of a pretreatment program, the department may:
NR 211.31(1)(a)
(a) Identify and locate all possible industrial users which might be subject to pretreatment standards or requirements.
NR 211.31(1)(b)
(b) Identify the character and volume of pollutants contributed to the POTW by the industrial users identified under par.
(a).
NR 211.31(1)(c)
(c) Notify industrial users identified under par.
(a) of applicable pretreatment standards and of any applicable solid or hazardous waste disposal requirements under chs.
289 and
291, Stats.
NR 211.31(1)(d)
(d) Receive and analyze self-monitoring reports and other notices submitted by industrial users in accordance with the self-monitoring requirements of s.
NR 211.15.
NR 211.31(1)(e)
(e) Randomly sample and analyze the effluent from industrial users and conduct surveillance and inspection activities in order to identify, independently of information supplied by industrial users, occasional and continuing noncompliance with pretreatment standards.
NR 211.31(1)(f)
(f) Investigate instances of noncompliance with pretreatment standards and requirements indicated in the reports and notices required under s.
NR 211.15.
NR 211.31(1)(g)
(g) Annually publish the names of industrial users that meet any of the criteria in s.
NR 211.23 (1) (j) 1. to
8. The list of industrial users shall be published in the newspaper with the largest circulation in the municipality in which the industrial user is located.
NR 211.31(2)
(2) At the discretion of the department, portions of the pretreatment program responsibility may be delegated to the POTW, with the department implementing those portions not delegated to the POTW.
NR 211.31 History
History: Cr.
Register, July, 1983, No. 331, eff. 8-1-83; am. (1) (g),
Register, March, 1992, No. 435, eff. 4-1-92.
NR 211.32
NR 211.32 Supplemental compliance monitoring and enforcement activities. NR 211.32(1)(1)
In cases where a POTW has a pretreatment program the department may perform such activities as are necessary to ensure that pretreatment standards and requirements are being properly implemented and enforced by the POTW. These activities may include but are not limited to:
