Chapter Game 11

Game 11.04(2)(b) (b) Alleged conduct constituting a violation.

Game 11.04(2)(c) (c) Administrative code section or statutory citation allegedly violated.

Game 11.04(3) (3) The notice of an inquiry shall be served upon the alleged violator by a division representative or designee, or sent via certified United State Postal Service Mail or a manner of service approved by the division. One copy of the notice shall be filed with the association steward holding a seat on the board of stewards that will hear the matter.

Game 11.04(4) (4) An inquiry shall be conducted within 3 working days after a steward has reasonable cause to believe that the alleged violation or conduct has occurred and no sooner than 24 hours after the notice has been served in person by a Division representative or 48 hours after the notice has been sent via certified U.S. mail or other division approved method for service.

Game 11.04(5) (5) Any licensee who fails to appear at a board of stewards inquiry as summoned shall be deemed to have waived any right to appear and present testimony and evidence. A licensee may request a continuance in writing for cause not less than 12 hours prior to an inquiry except in cases of emergency. In cases of emergency, the licensee may request a continuance in writing for cause until the designated date and time for the inquiry. The presiding officer shall grant one continuance based on good cause except that the board of stewards may convene at the date, time and location of the inquiry and impose intermediate sanctions on the individual’s license until such time as the inquiry is conducted and a decision rendered. Further requests for continuance may be granted at the presiding officer’s discretion. The granting or denial of the continuance shall be communicated in writing to the requestor by the presiding officer.

Game 11.04(6) (6) The presiding officer has complete authority to decide any process of the inquiry not delineated in this section.

Game 11.04(7) (7) The presiding officer shall conduct the inquiry in the following manner:

Game 11.04(7)(a) (a) The presiding officer shall give an opening statement briefly describing the following:

Game 11.04(7)(a)1. 1. How the inquiry will be conducted.

Game 11.04(7)(a)2. 2. Alleged violation and conduct.

Game 11.04(7)(a)3. 3. Names and titles of all members of the board of stewards.

Game 11.04(7)(a)4. 4. Names and titles of all persons representing the division.

Game 11.04(7)(a)5. 5. Name, address, date of birth and license number of alleged violator.

Game 11.04(7)(a)6. 6. Names and titles of any persons representing the alleged violator.

Game 11.04(7)(a)7. 7. Any evidence presently before the board of stewards.

Game 11.04(7)(b) (b) A representative of the division and each alleged violator shall be given the opportunity to present an opening statement.

Game 11.04(7)(c) (c) The board of stewards may call any witness including the alleged violator and question any person present at an inquiry.

Game 11.04(7)(d) (d) A representative of the division and each alleged violator shall be given the opportunity to call witnesses, cross examine witnesses, present evidence and make a closing statement.

Game 11.04(7)(e) (e) The board of stewards shall review all testimony and evidence presented and make its final decision in closed session. Decisions regarding culpability and penalties shall be made by a majority vote of the members of the board of stewards. Upon conclusion of the closed session, the board of stewards shall reconvene in open session. The presiding steward shall make a statement outlining the board of stewards’ determination of guilt, any penalties imposed and right of appeal.

Game 11.04(7)(f) (f) All decisions rendered by the board of stewards are effective immediately and subject to appeal pursuant to ch. Game 3.

Game 11.04(8) (8) The presiding officer shall preside at the inquiry and may issue orders and rulings to ensure the orderly conduct of the proceedings, including ruling on the admissibility of evidence, witnesses’ participation and areas of examination.

Game 11.04(9) (9) An alleged violator has the right to be represented by an attorney licensed to practice in the state of Wisconsin.

Game 11.04(10) (10) No member of the board of stewards shall be examined by any party during an inquiry.

Game 11.04(11) (11) A member of the board of stewards shall withdraw from participation in an inquiry and may be removed by the administrator if that member has a personal interest in the matter, a prejudice concerning a party or a representative of a party, or has personally investigated, prosecuted or advocated in connection with the matter before the board of stewards. This provision does not apply to an individual who during the course of their duties witnessed an alleged violation but did not conduct an investigation.

Game 11.04(12) (12) Any party may appear as part of a stewards inquiry via telephone at the approval of the presiding officer.

Game 11.04(13) (13) The board of stewards shall enter a written decision after each hearing. The decision shall state whether the violation occurred and, if so, shall briefly set forth the legal and factual basis for the finding. The decision shall also establish a penalty for any violation found. Any member of the board of stewards who dissents from the decision of the board of stewards shall submit a dissenting opinion in writing to the administrator.

Game 11.04(14) (14) The presiding officer may eject or exclude any disruptive person from an inquiry.

Game 11.04(15) (15) The following actions by a steward are not subject to the requirements of this section:

Game 11.04(15)(a) (a) Scratching a greyhound from competing.

Game 11.04(15)(b) (b) Ordering the refund of mutuel tickets.

Game 11.04(15)(c) (c) Determining orders of finish.

Game 11.04(15)(d) (d) Canceling race performances or races.

Game 11.04(15)(e) (e) Taking other actions not including the imposition of a forfeiture or suspension of an occupational license.

Game 11.04(16) (16) Any member of the board of stewards who is unable to participate in part or all of the inquiry for any reason shall be excused. A replacement division steward shall be designated by the presiding officer. A replacement association steward shall be designated by the association.

Game 11.04 History History: CR 03-070: cr. Register November 2003 No. 575, eff. 12-1-03.