Chapter DFI-Sec 28
CONFORMITY WITH FEDERAL LAW
DFI-Sec 28.01 Conformity with federal law. Ch. DFI-Sec 28 HistoryHistory: Chapter SEC 28 was renumbered chapter DFI-Sec 28 under s. 13.93 (2m) (b) 1., Stats., and corrections made under s. 13.93 (2m) (b) 6. and 7., Stats., Register, December, 1996, No. 492. DFI-Sec 28.01(1)(1) The division may by order hold any filings or proceedings confidential. DFI-Sec 28.01(2)(2) The division may exercise the authority in s. 552.05 (1), Stats., to permit a conditional take-over offer to be made for the equity securities of a target company without prior registration under ch. 552, Stats., under such conditions as the division may impose for the protection of investors, provided that: the offeror’s purchase of the securities is conditioned upon subsequent registration under ch. 552, Stats.; and the division determines the action is necessary and appropriate to satisfy the purposes of this chapter and to conform the procedures contained in this chapter to those prescribed by Regulations 14D and 14E under the securities exchange act of 1934. DFI-Sec 28.01 HistoryHistory: Emerg. cr. eff. 2-15-80; cr. Register, June, 1980, No. 294, eff. 7-1-80; corrections made under s. 13.93 (2m) (b) 6., Stats., Register, April, 1998, No. 508.
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DFI-Sec
Chs. DFI-Sec 1-36; Department of Financial Institutions-Securities
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