AB946: Bill Text

AB946,5,6 2. The establishment of departments, centers, research or lecture programs, or new faculty positions.

AB946,5,7 3. The selection or admission of students.

AB946,5,10 4. The award of grants, loans, scholarships, fellowships, or other forms of financial aid restricted to students of a specified country, religion, sex, ethnic origin, or political opinion.

AB946,5,14 (g) “Third-party researcher” means a principal investigator, project director, collaborator, consultant, or other person who participates in the design, conduct, or reporting of research conducted at or sponsored by an institution and who is not a system employee or student.

AB946,5,21 (2) Institutional disclosure. (a) If an institution receives a gift from or enters into a contract with a foreign source, the value of which is $50,000 or more, considered alone or in combination with all other gifts from or contracts with that foreign source within a calendar year, the institution shall submit under s. 13.172 (3) to the standing committees of the legislature with jurisdiction over higher education matters, and to the department of justice, an annual disclosure report as provided in pars. (b) and (c).

AB946,5,23 (b) 1. A report required under par. (a) shall be submitted no later than January 31 after the calendar year to which the report applies.

AB946,6,3 2. In lieu of submitting a report under par. (a), an institution may provide all applicable information to the board and the board may submit a report on behalf of multiple institutions containing all information required from these institutions.

AB946,6,4 (c) Each report required under par. (a) shall contain all of the following:

AB946,6,7 1. For gifts received from or contracts entered into with a foreign source other than a foreign government, the aggregate dollar amount of the gifts and contracts, disclosed according to each attributable country.

AB946,6,10 2. For gifts received from or contracts entered into with a foreign government, the aggregate dollar amount of the gifts and contracts received from each foreign government.

AB946,6,12 3. For each gift received from or contract entered into with any foreign source, the purpose of the gift or contract.

AB946,6,15 (d) 1. In addition to the requirement under par. (a), if an institution receives a restricted or conditional gift or contract from a foreign source within a calendar year, the institution shall disclose all of the following:

AB946,6,18 a. For gifts received from or contracts entered into with a foreign source other than a foreign government, the dollar amount, the date, a description of the conditions or restrictions, and the attributable country.

AB946,6,21 b. For gifts received from or contracts entered into with a foreign government, the dollar amount, the date, a description of the conditions or restrictions, and the name of the foreign government.

AB946,7,2 2. If an institution is required to submit a report under par. (a), the disclosure required under this paragraph shall be included in the report under par. (a) for the same calendar year. If an institution is not required to submit a report under par. (a) for a calendar year but is subject to the disclosure requirement under this paragraph for that calendar year, the disclosure shall be submitted in the manner and by the deadline described in pars. (a) and (b).

AB946,7,5 (e) An institution may satisfy the reporting requirements under this subsection by submitting a report the institution prepared for a federal agency if the report contains all information required under this subsection.

AB946,7,10 (3) Individual disclosure. (a) Each system employee who participates in research conducted at or sponsored by an institution, and each 3rd-party researcher, shall disclose all research contracts with and gifts from any foreign source associated with a country of concern to the extent the contract or gift involves the employee or 3rd-party researcher.

AB946,7,14 (b) The disclosure required under par. (a) shall be made to the applicable institution immediately upon execution of the contract or receipt of the gift. The disclosure shall be made in the form and manner prescribed by the board but shall include all of the following:

AB946,7,15 1. The amount of the contract or gift.

AB946,7,17 2. The date the contract was entered into, along with the contract start and end date, or the date the gift was received.

AB946,7,18 3. The name and address of the foreign source.

AB946,7,19 4. A copy of any applicable agreement.

AB946,7,23 (4) Penalties. (a) Any system employee who fails to act in good faith and with reasonable diligence to facilitate an institution's compliance with the requirements under sub. (2) may be fined not more than $5,000 for the first offense and not more than $10,000 for each subsequent offense.

AB946,8,3 (b) Any person who willfully or with gross negligence violates the requirements under sub. (3) may be fined an amount not exceeding 105 percent of the amount of the applicable contract or gift.

AB946,2 Section 2. 36.47 of the statutes is created to read:

AB946,8,10 36.47 Basic research standards. (1) Each institution shall ensure that system employees assigned to and students enrolled in the institution who perform research supported by state or federal funds, and any other person who participates in such research at the institution, satisfy all disclosure requirements associated with the awarding of the research funding, including the reporting of financial conflicts of interest under 42 CFR 50.605, as applicable.

AB946,8,17 (2) (a) Each institution shall create a policy of best practices for research projects, security, and collaboration that further American scientific standards of transparency, reciprocity, merit-based competition, and integrity. In developing the policy, the institution shall consider best practice standards established by federal agencies and other entities that award research grants. This paragraph does not apply if, on the effective date of this paragraph .... [LRB inserts date], the institution maintains a policy consistent with the requirements of this paragraph.

AB946,8,20 (b) Each institution shall provide resources, developed by the institution, for preparing grant proposals to system employees assigned to and students enrolled in the institution who are involved in research activities.

AB946,8,22 (c) This subsection does not apply to an institution at which no research is conducted.

AB946,3 Section 3. Nonstatutory provisions.

AB946,8,24 (1) Individual disclosure for existing contracts and prior gifts.

AB946,8,25 (a) In this subsection:

AB946,9,1 1. “Contract" has the meaning given in s. 36.46 (1) (b).

AB946,9,2 2. “Country of concern" has the meaning given in s. 36.46 (1) (c).

AB946,9,3 3. “Foreign source" has the meaning given in s. 36.46 (1) (d).

AB946,9,4 4. “Gift" has the meaning given in s. 36.46 (1) (e).

AB946,9,5 5. “Institution" has the meaning given in s. 36.05 (9).

AB946,9,6 6. “System" has the meaning given in s. 36.05 (12).

AB946,9,7 7. “Third-party researcher" has the meaning given in s. 36.46 (1) (g).

AB946,9,11 (b) Each system employee who participates in research conducted at or sponsored by an institution, and each 3rd-party researcher, shall disclose all research contracts and gifts specified in par. (c ) to the extent the contract or gift involves the employee or 3rd-party researcher.

AB946,9,12 (c) Paragraph (b) applies to all of the following:

AB946,9,14 1. All research contracts with any foreign source associated with a country of concern that are in effect on the effective date of this subdivision.

AB946,9,16 2. All gifts received from any foreign source associated with a country of concern within 2 years immediately preceding the effective date of this subdivision.

AB946,9,20 (d) The disclosure required under pars. (b) and (c) shall be made to the applicable institution not later than 6 months after the effective date of this paragraph. The disclosure shall include all of the information specified in s. 36.46 (3) (b) 1. to 4.

AB946,4 Section 4. Initial applicability.

AB946,9,23 (1) The treatment of s. 36.46 (2) and (3) first applies to contracts entered into and gifts received on the effective date of this subsection.

AB946,5 Section 5. Effective date.

AB946,10,1 (1) This act takes effect on the 30th day after the day of publication.

AB946,10,2 (End)