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Scope Statement SS 024-21

Status: Expired

Department of Financial Institutions (DFI)

Administrative Code Chapter Group Affected:

Chs. DFI-Sec 1-36; Department of Financial Institutions-Securities

Administrative Code Chapter Affected:

Ch. DFI-Sec 11 (Created)

Related to: Continuing education for investment adviser representatives

Text: Text of SS 024-21


Related Permanent Rule: CR 21-057

Date Statement Approved by Governor: February 19, 2021

Date Statement Expires Under s. 227.135 (5), Stats.: September 1, 2023

Register Entries

Date Register File
3/1/2021783A1, Statements of ScopeSS 024-21
7/19/2021787A3, Notices of Submittal of Proposed Rules to Legislative Council ClearinghouseCR 21-057 Economic Impact Analysis
7/19/2021787A3, Notices of Submittal of Proposed Rules to Legislative Council ClearinghouseCR 21-057 Rule Text
7/19/2021787A3, Notices of Submittal of Proposed Rules to Legislative Council ClearinghouseCR 21-057 Submittal Notice
8/30/2021788B, Rule-Making Notices (Hearing Notices)CR 21-057 Economic Impact Analysis
8/30/2021788B, Rule-Making Notices (Hearing Notices)CR 21-057 Rule Text
8/30/2021788B, Rule-Making Notices (Hearing Notices)CR 21-057 Hearing Information
10/18/2021790A3, Notices of Submittal of Rules to Legislature in Final Draft FormCR 21-057
1/31/2022793B, Final Permanent Rules Filed with LRB for Administrative Code PublicationCR 21-057 Rule Text
2/28/2022794B, Final Rules Published in Administrative Code and Final Regulatory Flexibility AnalysesCR 21-057 Rule Text