Game 13.09(3)(3)Each applicant shall fulfill this fingerprint requirement at either the licensing office of each racetrack or at a law enforcement agency.
Game 13.09(4)(4)For the following entities the individuals specified must meet the fingerprint requirements:
Game 13.09(4)(a)(a) A partnership, each partner of the partnership;
Game 13.09(4)(b)(b) An association, each officer and director of the association;
Game 13.09(4)(c)(c) A corporation, each officer or director of the corporation and each owner, directly or indirectly, of any equity security or other ownership interest in the corporation. In the case of owners of publicly held securities of a publicly traded corporation, this requirement only applies to a person who is a beneficial owner of 5% or more of the publicly held securities.
Game 13.09(5)(5)An applicant for an occupation license in all categories, except that of a greyhound owner, shall be a United States citizen, a permanent resident alien, or be the holder of a temporary or permanent work permit, pursuant to 20 CFR 655 and 656.
Game 13.09(6)(6)In addition to the foregoing requirements, applicants shall meet the specific standards for eligibility.
Game 13.09 HistoryHistory: Cr. Register, March, 1990, No. 411, eff. 4-1-90 CR 03-070: am. (1) Register November 2003 No. 575, eff. 12-1-03.
Game 13.10Game 13.10Unqualified to perform the duties. The division may refuse a license application or suspend or revoke a license previously granted if the applicant:
Game 13.10(1)(1)Fails to meet the specific criteria set forth in this chapter; or
Game 13.10(2)(2)Has an apparent or actual conflict of interest as set forth in this chapter.
Game 13.10 HistoryHistory: Cr. Register, March, 1990, No. 411, eff. 4-1-90.
Game 13.11Game 13.11Falsifying answers or omitting facts.
Game 13.11(1)(1)The division may impose a forfeiture, deny a license application or suspend or revoke a license already granted if the applicant:
Game 13.11(1)(a)(a) Gives false answers to questions during the course of a steward’s inquiry; or
Game 13.11(1)(b)(b) Gives false answers in a hearing by the division; or
Game 13.11(1)(c)(c) Withholds or misstates information in his application.
Game 13.11(1)(d)(d) provides false or misleading information to the division or division’s representatives.
Game 13.11(2)(2)Applicants shall read the application carefully and take care in providing their social security numbers and dates of birth. If the applicant has a question about the application, the applicant may seek assistance from the division’s licensing personnel or the stewards. However, the applicant shall be solely responsible for the truth and correctness of all information furnished in the application.
Game 13.11 HistoryHistory: Cr. Register, March, 1990, No. 411, eff. 4-1-90; CR 03-070: am. (1) (intro.), cr. (1) (d) Register November 2003 No. 575, eff. 12-1-03.
Game 13.12Game 13.12Probationary nature of licenses.
Game 13.12(1)(1)All licenses granted by the division shall be subject to suspension or revocation due to: violations of the rules of the division or another racing jurisdiction; suspension or revocation by another jurisdiction; violation of ch. 562, Stats.; any reason which would have supported denial of a license, and for good cause.
Game 13.12(2)(2)An applicant who receives a license shall be admonished by division personnel at the time the license is granted that severe sanctions such as license revocation or suspension shall be imposed if the holder of such a license violates the act or the rules of the division.
Game 13.12 HistoryHistory: Cr. Register, March, 1990, No. 411, eff. 4-1-90.
subch. III of ch. Game 13Subchapter III — Particular Occupational Requirements
Game 13.13Game 13.13Animal ownership by business entities.
Game 13.13(1)(1)Partnerships. All partnerships and the name and address of every person having any interest in an animal and the relative proportions of such interests shall be filed with the racing secretary and stewards. All the partners and each of them shall be jointly and severally liable for all stakes and forfeits. All partners of a general or limited partnership shall be licensed as owners. These licensure requirements shall apply to all partnerships owning any interest in an animal. Failure to meet these requirements shall render the animal ineligible for entry.
Game 13.13(2)(2)Corporations.
Game 13.13(2)(a)(a) All corporations having an interest in an animal shall file with the racing secretary and stewards at the time of filing an application for an owner’s license, a statement setting forth the names and addresses of all officers, directors and stockholders of said corporation, together with the amount of the respective holdings of each stockholder. The statement shall be signed by the president of the corporation, attested to by its secretary, and the corporate seal, if any, attached. All officers, directors and owners, directly or indirectly, of any equity or other ownership interest, or beneficial owners of 5% or more of the publicly held securities of a publicly traded corporation, shall be licensed as owners. These licensure requirements shall apply to all corporations owning any interest in an animal. Failure to meet these requirements shall render the animal ineligible for entry.