NR 662.083(1)(f)1.a.a. Submits Electronic Export Information or EEI for each shipment to the Automated Export System or AES or its successor system, under the International Trade Data System or ITDS platform, in accordance with 15 CFR 30.4 (b), and includes the other information required under 15 CFR 30.6 and all of the following items in the EEI: EPA license code; commodity classification code for each hazardous waste per 15 CFR 30.6 (a) (12); EPA consent number for each hazardous waste; country of ultimate destination code per 15 CFR 30.6 (a) (5); date of export per 15 CFR 30.6 (a) (2); RCRA hazardous waste manifest tracking number, if required; quantity of each hazardous waste in shipment and units for reported quantity, if required reporting units established by value for the reported commodity classification number are in units of weight or volume per 15 CFR 30.6 (a) (15); or EPA net quantity for each hazardous waste reported in units of kilograms if solid or in units of liters if liquid, if required reporting units established by value for the reported commodity classification number are not in units of weight or volume.
NR 662.083(1)(f)1.b.b. Complies with a paper-based process by doing the following: attaching a paper copy of the EPA Acknowledgment of Consent international movement document to the manifest, or shipping papers if a manifest is not required, which shall accompany the hazardous waste shipment. For bulk shipment exports by rail or water, the primary exporter shall provide the transporter with the paper documentation of consent which shall accompany the hazardous waste but which need not be attached to the manifest except that for exports by bulk water shipment the primary exporter shall attach the paper documentation of consent to the shipping paper. Providing the transporter with an additional copy of the manifest, and instructing the transporter via mail, email or fax to deliver that copy to the U.S. Customs official at the point the hazardous waste leaves the United States in accordance with s. NR 663.20 (7) (d) 2.
NR 662.083(1)(f)2.2. For shipments initiated on or after the AES filing compliance date of December 31, 2017, submits EEI for each shipment to the AES or its successor system, under the ITDS platform, in accordance with 15 CFR 30.4 (b), and includes the other information required under 15 CFR 30.6 and all of the following items in the EEI: EPA license code; commodity classification code for each hazardous waste per 15 CFR 30.6 (a) (12); EPA consent number for each hazardous waste; country of ultimate destination code per 15 CFR 30.6 (a) (5); date of export per 15 CFR 30.6 (a) (2); RCRA hazardous waste manifest tracking number, if required; quantity of each hazardous waste in shipment and units for reported quantity, if required reporting units established by value for the reported commodity classification number are in units of weight or volume per 15 CFR 30.6 (a) (15); or EPA net quantity for each hazardous waste reported in units of kilograms if solid or in units of liters if liquid, if required reporting units established by value for the reported commodity classification number are not in units of weight or volume.
NR 662.083(2)(2)Notifications.
NR 662.083(2)(a)(a) General notifications. At least 60 days before the first shipment of hazardous waste is expected to leave the United States, the exporter shall provide notification in English to EPA of the proposed transboundary movement. Notifications shall be submitted electronically using EPA’s waste import export tracking system, or its successor system. The notification may cover up to one year of shipments of one or more hazardous wastes being sent to the same recovery or disposal facility, and shall include all of the following information:
NR 662.083(2)(a)1.1. Exporter name and EPA identification number, address, telephone, fax number, and email address.
NR 662.083(2)(a)2.2. Foreign receiving facility name, address, telephone, fax number, email address, technologies employed, and the applicable recovery or disposal operations as defined in s. NR 662.081.
NR 662.083(2)(a)3.3. If not the owner or operator of the foreign receiving facility, then the foreign importer name, address, telephone number, fax number, and email address.
NR 662.083(2)(a)4.4. Intended transporter and/or their agent; address, telephone number, fax number, and email address.
NR 662.083(2)(a)5.5. “U.S.” as the country of export name, “USA01” as the relevant competent authority code, and the intended U.S. port of exit.
NR 662.083(2)(a)6.6. The ISO standard 3166 country name 2-digit code, OECD/Basel competent authority code, and the ports of entry and exit for each country of transit.
NR 662.083(2)(a)7.7. The ISO standard 3166 country name 2-digit code, OECD/Basel competent authority code, and port of entry for the country of import.
NR 662.083(2)(a)8.8. Statement of whether the notification covers a single shipment or multiple shipments.
NR 662.083(2)(a)9.9. Start and end dates requested for transboundary movements.
NR 662.083(2)(a)10.10. Means of transport planned to be used.
NR 662.083(2)(a)11.11. A description of each hazardous waste, including whether each hazardous waste is regulated universal waste under ch. NR 673, or the state equivalent, spent lead-acid batteries being exported for recovery of lead under subch. G of ch. NR 666, or the state equivalent, or industrial ethyl alcohol being exported for reclamation under s. NR 661.0006 (1) (c) 1.; estimated total quantity of each waste in either metric tons or cubic meters; the applicable RCRA waste codes for each hazardous waste; the applicable OECD waste code from the lists incorporated by reference in 40 CFR 260.11; and the United Nations and U.S. Department of Transportation ID number for each waste.
NR 662.083(2)(a)12.12. Specification of the recovery or disposal operations as defined in s. NR 662.081.
NR 662.083(2)(a)13.13. Certification/Declaration signed by the exporter that states: I certify that the above information is complete and correct to the best of my knowledge. I also certify that legally enforceable written contractual obligations have been entered into and that any applicable insurance or other financial guarantee is or shall be in force covering the transboundary movement.
Name:
Signature:
Date:
NR 662.083(2)(b)(b) Exports to pre-consented recovery facilities in OECD member countries. If the recovery facility is located in an OECD member country and has been pre-consented by the competent authority of the OECD member country to recover the waste sent by exporters located in other OECD member countries, the notification may cover up to 3 years of shipments. Notifications proposing export to a pre-consented facility in an OECD member country shall include all information listed in sub. (2) (a) 1. to 13. and additionally state that the facility is pre-consented. An exporter shall submit the notification to EPA using the allowable methods listed in sub. (2) (a) at least 10 days before the first shipment is expected to leave the United States.
NR 662.083(2)(c)(c) Notifications listing interim recycling operations or interim disposal operations. If the foreign receiving facility listed in par. (a) 2. will engage in any of the interim recovery operations R12 or R13 or interim disposal operations D13 through D15, or in the case of transboundary movements with Canada, any of the interim recovery operations R12, R13, or RC16, or interim disposal operations D13 to D14, or DC17, the notification submitted under par. (a) shall also include the final foreign recovery or disposal facility name, address, telephone number, fax number, email address, technologies employed, and which of the applicable recovery or disposal operations R1 through R11 and D1 through D12, or in the case of transboundary movements with Canada, which of the applicable recovery or disposal operations R1 through R11, RC14 to RC15, D1 through D12, and DC15 to DC16 will be employed at the final foreign recovery or disposal facility. The recovery and disposal operations in this paragraph are defined in s. NR 662.081.
NR 662.083(2)(d)(d) Renotifications. When the exporter wishes to change any of the information specified on the original notification, including increasing the estimate of the total quantity of hazardous waste specified in the original notification or adding transporters, the exporter shall submit a renotification of the changes to EPA using the allowable methods specified in par. (a). Any shipment using the requested changes cannot take place until the countries of import and transit consent to the changes and the exporter receives an EPA AOC letter documenting the countries’ consents to the changes.
NR 662.083(2)(e)(e) Disposal operations are not covered under an international agreement. For cases where the proposed country of import and recovery or disposal operations are not covered under an international agreement to which both the United States and the country of import are parties, EPA will coordinate with the department of state to provide the complete notification to the country of import and any countries of transit. In all other cases, EPA will provide the notification directly to the country of import and any countries of transit. A notification is complete when EPA receives a notification that EPA determines satisfies the requirements under par. (a) 1. to 13.
NR 662.083(2)(f)(f) Consent to the proposed transboundary movements. When the countries of import and transit consent to the proposed transboundary movements of the hazardous wastes, EPA will forward an EPA AOC letter to the exporter documenting the countries’ consents. When any of the countries of import and transit objects to the proposed transboundary movements of the hazardous waste or withdraws a prior consent, EPA will notify the exporter.
NR 662.083(2)(g)(g) Recycling or disposal operations in a third country. Export of hazardous wastes for recycling or disposal operations that were originally imported into the United States for recycling or disposal operations in a third country is prohibited unless an exporter in the United States complies with the export requirements specified in s. NR 662.083, including providing notification to EPA in accordance with par. (a). In addition to listing all required information under par. (a) 1. to 13., the exporter shall provide the original consent number issued for the initial import of the wastes in the notification, and receive an AOC from EPA documenting the consent of the competent authorities in the new country of import, the original country of export, and any transit countries prior to re-export.
NR 662.083(2)(h)(h) Additional information. Upon request by EPA, the exporter shall furnish to EPA any additional information the country of import requests in order to respond to a notification.
NR 662.083(3)(3)RCRA manifest instructions for export shipments. The exporter shall comply with the manifest requirements specified in ss. NR 662.020 to 662.023 except that: