NR 662.083(1)(a)(a) The exporter complies with the contract requirements specified in sub. (6).
NR 662.083(1)(b)(b) The exporter complies with the notification requirements specified in sub. (2).
NR 662.083(1)(c)(c) The exporter receives an AOC from EPA documenting consent from the countries of import and transit, and original country of export if exporting previously imported hazardous waste.
NR 662.083(1)(d)(d) The exporter ensures compliance with the movement documents requirements specified in sub. (4).
NR 662.083(1)(e)(e) The exporter ensures compliance with the manifest instructions for export shipments specified in sub. (3).
NR 662.083(1)(f)(f) The exporter or a U.S. authorized agent does the following as applicable:
NR 662.083(1)(f)1.1. For shipments initiated prior to the AES filing compliance date of December 31, 2017, does one of the following:
NR 662.083(1)(f)1.a.a. Submits Electronic Export Information or EEI for each shipment to the Automated Export System or AES or its successor system, under the International Trade Data System or ITDS platform, in accordance with 15 CFR 30.4 (b), and includes the other information required under 15 CFR 30.6 and all of the following items in the EEI: EPA license code; commodity classification code for each hazardous waste per 15 CFR 30.6 (a) (12); EPA consent number for each hazardous waste; country of ultimate destination code per 15 CFR 30.6 (a) (5); date of export per 15 CFR 30.6 (a) (2); RCRA hazardous waste manifest tracking number, if required; quantity of each hazardous waste in shipment and units for reported quantity, if required reporting units established by value for the reported commodity classification number are in units of weight or volume per 15 CFR 30.6 (a) (15); or EPA net quantity for each hazardous waste reported in units of kilograms if solid or in units of liters if liquid, if required reporting units established by value for the reported commodity classification number are not in units of weight or volume.
NR 662.083(1)(f)1.b.b. Complies with a paper-based process by doing the following: attaching a paper copy of the EPA Acknowledgment of Consent international movement document to the manifest, or shipping papers if a manifest is not required, which shall accompany the hazardous waste shipment. For bulk shipment exports by rail or water, the primary exporter shall provide the transporter with the paper documentation of consent which shall accompany the hazardous waste but which need not be attached to the manifest except that for exports by bulk water shipment the primary exporter shall attach the paper documentation of consent to the shipping paper. Providing the transporter with an additional copy of the manifest, and instructing the transporter via mail, email or fax to deliver that copy to the U.S. Customs official at the point the hazardous waste leaves the United States in accordance with s. NR 663.20 (7) (d) 2.
NR 662.083(1)(f)2.2. For shipments initiated on or after the AES filing compliance date of December 31, 2017, submits EEI for each shipment to the AES or its successor system, under the ITDS platform, in accordance with 15 CFR 30.4 (b), and includes the other information required under 15 CFR 30.6 and all of the following items in the EEI: EPA license code; commodity classification code for each hazardous waste per 15 CFR 30.6 (a) (12); EPA consent number for each hazardous waste; country of ultimate destination code per 15 CFR 30.6 (a) (5); date of export per 15 CFR 30.6 (a) (2); RCRA hazardous waste manifest tracking number, if required; quantity of each hazardous waste in shipment and units for reported quantity, if required reporting units established by value for the reported commodity classification number are in units of weight or volume per 15 CFR 30.6 (a) (15); or EPA net quantity for each hazardous waste reported in units of kilograms if solid or in units of liters if liquid, if required reporting units established by value for the reported commodity classification number are not in units of weight or volume.
NR 662.083(2)(2)Notifications.
NR 662.083(2)(a)(a) General notifications. At least 60 days before the first shipment of hazardous waste is expected to leave the United States, the exporter shall provide notification in English to EPA of the proposed transboundary movement. Notifications shall be submitted electronically using EPA’s waste import export tracking system, or its successor system. The notification may cover up to one year of shipments of one or more hazardous wastes being sent to the same recovery or disposal facility, and shall include all of the following information:
NR 662.083(2)(a)1.1. Exporter name and EPA identification number, address, telephone, fax number, and email address.
NR 662.083(2)(a)2.2. Foreign receiving facility name, address, telephone, fax number, email address, technologies employed, and the applicable recovery or disposal operations as defined in s. NR 662.081.
NR 662.083(2)(a)3.3. If not the owner or operator of the foreign receiving facility, then the foreign importer name, address, telephone number, fax number, and email address.
NR 662.083(2)(a)4.4. Intended transporter and/or their agent; address, telephone number, fax number, and email address.
NR 662.083(2)(a)5.5. “U.S.” as the country of export name, “USA01” as the relevant competent authority code, and the intended U.S. port of exit.
NR 662.083(2)(a)6.6. The ISO standard 3166 country name 2-digit code, OECD/Basel competent authority code, and the ports of entry and exit for each country of transit.
NR 662.083(2)(a)7.7. The ISO standard 3166 country name 2-digit code, OECD/Basel competent authority code, and port of entry for the country of import.
NR 662.083(2)(a)8.8. Statement of whether the notification covers a single shipment or multiple shipments.
NR 662.083(2)(a)9.9. Start and end dates requested for transboundary movements.
NR 662.083(2)(a)10.10. Means of transport planned to be used.
NR 662.083(2)(a)11.11. A description of each hazardous waste, including whether each hazardous waste is regulated universal waste under ch. NR 673, or the state equivalent, spent lead-acid batteries being exported for recovery of lead under subch. G of ch. NR 666, or the state equivalent, or industrial ethyl alcohol being exported for reclamation under s. NR 661.0006 (1) (c) 1.; estimated total quantity of each waste in either metric tons or cubic meters; the applicable RCRA waste codes for each hazardous waste; the applicable OECD waste code from the lists incorporated by reference in 40 CFR 260.11; and the United Nations and U.S. Department of Transportation ID number for each waste.
NR 662.083(2)(a)12.12. Specification of the recovery or disposal operations as defined in s. NR 662.081.
NR 662.083(2)(a)13.13. Certification/Declaration signed by the exporter that states: I certify that the above information is complete and correct to the best of my knowledge. I also certify that legally enforceable written contractual obligations have been entered into and that any applicable insurance or other financial guarantee is or shall be in force covering the transboundary movement.
Name:
Signature:
Date:
NR 662.083(2)(b)(b) Exports to pre-consented recovery facilities in OECD member countries. If the recovery facility is located in an OECD member country and has been pre-consented by the competent authority of the OECD member country to recover the waste sent by exporters located in other OECD member countries, the notification may cover up to 3 years of shipments. Notifications proposing export to a pre-consented facility in an OECD member country shall include all information listed in sub. (2) (a) 1. to 13. and additionally state that the facility is pre-consented. An exporter shall submit the notification to EPA using the allowable methods listed in sub. (2) (a) at least 10 days before the first shipment is expected to leave the United States.