Department of Financial Institutions (DFI)
Administrative Code Chapter Group Affected:
Chs. DFI-Sec 1-36; Department of Financial Institutions-Securities
Administrative Code Chapter Affected:
Ch. DFI-Sec 11 (Created)
Related to: Continuing education requirements for investment adviser representatives
Comments for this rule have closed
Statement of Scope: SS 024-21
Date Statement of Scope Expires Under s. 227.135 (5), Stats.: February 4, 2020
Date Rule Text Approved by Governor: October 7, 2021
Final Rule Text: CR 21-057 Rule Text
Date Filed With LRB: January 24, 2022
Date Published: February 28, 2022
Effective Date: January 1, 2023
| Date | Register | File |
|---|---|---|
| 2/28/2022 | 794B, Final Rules Published in Administrative Code and Final Regulatory Flexibility Analyses | CR 21-057 Rule Text |
| 1/31/2022 | 793B, Final Permanent Rules Filed with LRB for Administrative Code Publication | CR 21-057 Rule Text |
| 10/18/2021 | 790A3, Notices of Submittal of Rules to Legislature in Final Draft Form | CR 21-057 |
| 8/30/2021 | 788B, Rule-Making Notices (Hearing Notices) | CR 21-057 Hearing Information |
| 8/30/2021 | 788B, Rule-Making Notices (Hearing Notices) | CR 21-057 Rule Text |
| 8/30/2021 | 788B, Rule-Making Notices (Hearing Notices) | CR 21-057 Economic Impact Analysis |
| 7/19/2021 | 787A3, Notices of Submittal of Proposed Rules to Legislative Council Clearinghouse | CR 21-057 Submittal Notice |
| 7/19/2021 | 787A3, Notices of Submittal of Proposed Rules to Legislative Council Clearinghouse | CR 21-057 Rule Text |
| 7/19/2021 | 787A3, Notices of Submittal of Proposed Rules to Legislative Council Clearinghouse | CR 21-057 Economic Impact Analysis |
| Date | Action | Journal |
|---|---|---|
| 7/14/2021 | Received by Legislative Council | |
| 8/11/2021 | Report sent to Agency |
| Date / House | Action | Journal |
|---|---|---|
| 10/15/2021 Asm. | Report received from Agency | |
| 10/29/2021 Asm. | Referred to Committee on Financial Institutions | |
| 11/30/2021 Asm. | No action taken | |
| 12/1/2021 Asm. | Referred to joint committee for review of Administrative Rules pursuant to s. 227.19 (5) (a), Wisconsin Statutes | |
| 1/4/2022 Asm. | No action taken |
| Date / House | Action | Journal |
|---|---|---|
| 10/15/2021 Sen. | Report received from Agency | |
| 10/20/2021 Sen. | Referred to Committee on Financial Institutions and Revenue | |
| 11/22/2021 Sen. | No action taken | |
| 11/22/2021 Sen. | Referred to joint committee for review of Administrative Rules pursuant to s. 227.19 (5)(a), Wisconsin Statutes | |
| 1/3/2022 Sen. | No action taken | |
| 3/7/2022 Sen. | Effective 1-1-2023 |
