2025 Statutes Index

Priority between security interests and entitlement holders, 408.511

Saving provision, 408.603

Short title, 408.101

Signatures:

Authenticating trustee, registrar or transfer agent, effect, 408.208

Certificates issued with unauthorized, effect, 408.205

Guarantee, effect of, 408.306

Staleness as notice of defects or defenses, 408.203

Statute of frauds, inapplicable, 408.113

Transfer:

Court compelled, 182.25

Delivery defined, 408.301

Endorsement, see Endorsement, under this subhead

Instructions, see Instructions, under this subhead

Limited interest transferee, 408.302 (2)

Purchasers:

Defects and defenses affecting, 408.202

Protected purchasers, defined, rights, 408.303

Rights, 408.302, 408.307

Registration, see Registration of transfers, under this subhead

Restrictions on by issuer, effect, 408.204

Transfer agent:

Duty of, 408.407

Signature by, effect, 408.208

Trustee, signature by, effect, 408.208

Warranties:

Arising from guaranty endorsement, signature or instruction, 408.306

Direct holdings, 408.108

Indirect holdings, 408.109

securities_3. securities law 3. Securities Law

Generally, Ch. 551

Administration of law:

Generally, 551.601

Administrative enforcement of chapter, penalties, 551.604

Existing and pending proceedings, predecessor act, 551.703

Fees and expenses, 551.614

Investigation and subpoena power, 551.602

Judicial review of orders, 551.609

Jurisdiction, 551.613

Public records:

Confidential, when, 551.607

Maintaining, 551.606

Rules, forms, orders, interpretative opinions, and hearings, 551.605

Service of process, 551.611

Uniform application of law; cooperation with other jurisdictions, agencies, 551.608

Agents:

Post-licensing provisions, 551.411

Registration:

Denial, suspension, revocation, condition or limitation, 551.412

Procedure, 551.406

Requirements, exceptions, 551.402

Withdrawal of, 551.409

Termination or transfer of employment or association, 551.408

Broker-dealers:

Post-licensing provisions, 551.411

Registration:

Denial, suspension, revocation, condition or limitation, 551.412

Procedure, 551.406

Requirements, exception, 551.401

Succession and change in, 551.407

Withdrawal of, 551.409

State delinquent support collection requirements:

Disclosure of financial records, 224.40

Lien and levy on accounts, 49.854

Records matching program, 49.853

Civil enforcement, penalties, 551.603

Civil liabilities, 551.509

Criminal liability, 551.508

Definitions, 551.102

Electronic records and signatures, 551.105

Federal statutes and agencies, references to, 551.103, 551.104

Franchise investment, see Franchise Investment Law

Fraudulent practices and liability:

Administrative enforcement of chapter, penalties, 551.604

Civil enforcement, penalties, 551.603

Civil liability, 551.509

Bars to civil action, 551.511

Criminal penalties, 551.508

Evidentiary burden, 551.503

General fraud, 551.501

Investment advice, prohibited conduct, 551.502

Misleading filings, 551.505

Misrepresentations concerning registration, exemption, 551.506

Qualified immunity, 551.507

Insurance:

Corporations, regulation of securities, 611.31

Fraternals, regulation of securities, 614.31

Service corporations, regulation of securities, 613.31

Investment advisers: