Department of Financial Institutions (DFI)
Administrative Code Chapter Group Affected:
Chs. DFI-Sec 1-36; Department of Financial Institutions-Securities
Administrative Code Chapters Affected:
Ch. DFI-Sec 1 (Revised)
Ch. DFI-Sec 2 (Revised)
Ch. DFI-Sec 3 (Revised)
Ch. DFI-Sec 4 (Revised)
Ch. DFI-Sec 5 (Revised)
Ch. DFI-Sec 6 (Revised)
Ch. DFI-Sec 7 (Revised)
Ch. DFI-Sec 8 (Revised)
Ch. DFI-Sec 9 (Revised)
Ch. DFI-Sec 10 (Revised)
Ch. DFI-Sec 11 (Revised)
Ch. DFI-Sec 31 (Revised)
Ch. DFI-Sec 32 (Revised)
Ch. DFI-Sec 34 (Revised)
Ch. DFI-Sec 35 (Revised)
Related to: Extending the validity of qualification exams if certain conditions are met, creating a registration exemption for certain merger and acquisition brokers, correcting cross-references, eliminating obsolete provisions, correcting errors, and modifying the structure of existing rules in nonsubstantive ways to improve clarity and meet current drafting standards
Comment on this Clearinghouse Rule
Statement of Scope: SS 020-25 Date Statement of Scope Expires Under s. 227.135 (5), Stats.: October 7, 2027 Date Statement of Scope Approved by Governor: April 3, 2025 Rule Text: CR 25-045 Rule Text
| Date | Register | File |
|---|---|---|
| 6/9/2025 | 834A2, Notices of Submittal of Proposed Rules to Legislative Council Clearinghouse | CR 25-045 Submittal Notice |
| 6/9/2025 | 834A2, Notices of Submittal of Proposed Rules to Legislative Council Clearinghouse | CR 25-045 Rule Text |
| 6/9/2025 | 834A2, Notices of Submittal of Proposed Rules to Legislative Council Clearinghouse | CR 25-045 Economic Impact Analysis |
| Date | Action | Journal |
|---|---|---|
| 6/3/2025 | Received by Legislative Council |
